Notice of Proposed Sale · 144
Spruce Power Holding Corporation
SPRUNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- SPRUCE POWER HOLDING CORP
- Issuer CIK
- 0001772720
- SEC file number
- 001-38971
- Phone
- 866-777-8235
- Person for whose account securities are to be sold
- Norling Jonathan McWhinnie
- Relationships to issuer
- Former Officer
- Street
- 820 GESSNER ROAD
- Street (continued)
- SUITE 500
- City
- HOUSTON
- State / country code
- TX
- Postal code
- 77024
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 73,155 | 159,205.18 | 18,369,300 | 08/13/2026 | NYSE | Fidelity Brokerage Services, LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services, LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/09/2023 | Restricted Stock Vesting | Issuer | 9,726 | N | 09/09/2023 | Compensation |
| Common | 04/03/2024 | Restricted Stock Vesting | Issuer | 10,057 | N | 04/03/2024 | Compensation |
| Common | 09/09/2024 | Restricted Stock Vesting | Issuer | 9,726 | N | 09/09/2024 | Compensation |
| Common | 04/01/2025 | Restricted Stock Vesting | Issuer | 18,522 | N | 04/01/2025 | Compensation |
| Common | 04/03/2025 | Restricted Stock Vesting | Issuer | 10,057 | N | 04/03/2025 | Compensation |
| Common | 04/01/2026 | Restricted Stock Vesting | Issuer | 67 | N | 04/01/2026 | Compensation |
| Common | 05/11/2026 | Restricted Stock Vesting | Issuer | 15,000 | N | 05/11/2026 | Compensation |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/13/2026
- Signed
- /s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Jonathan M. Norling