Notice of Proposed Sale · 144
UMB Financial Corporation
UMBFNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- UMB FINANCIAL CORP
- Issuer CIK
- 0000101382
- SEC file number
- 001-38481
- Phone
- 8168607000
- Person for whose account securities are to be sold
- R C Kemper Charitable Trust & Foundation
- Relationships to issuer
- Affiliate
- Street
- 1010 GRAND AVE
- City
- KANSAS CITY
- State / country code
- MO
- Postal code
- 64106
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 1,250 | 162,512.50 | 75,950,030 | 10/01/2026 | NASDAQ | Capital Institutional Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Capital Institutional Services
- Street
- 1700 Pacific Ave.
- Street (continued)
- Suite 1000
- City
- Dallas
- State / country code
- TX
- Postal code
- 75201
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Donor acquired | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 12/31/1971 | Gift | R.C. Kemper, Sr. | 291,643 | Y | 12/31/1965 | NA |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| R C Kemper Charitable Trust and Foundation | Common Stock | 07/08/2026 | 625 | 88,385.06 |
| R C Kemper Jr Charitable Trust and Foundation | Common Stock | 07/08/2026 | 1,275 | 180,305.53 |
| Bebe & Crosby Kemper Foundation for the Arts | Common Stock | 07/08/2026 | 288 | 40,727.84 |
| R C Kemper Charitable Trust and Foundation | Common Stock | 07/01/2026 | 1,250 | 160,200.50 |
| R C Kemper Jr Charitable Trust and Foundation | Common Stock | 07/01/2026 | 2,550 | 326,809.02 |
| Bebe & Crosby Kemper Foundation for the Arts | Common Stock | 07/01/2026 | 576 | 73,820.39 |
| Bebe & Crosby Kemper Foundation for the Arts | Common Stock | 09/01/2026 | 576 | 74,885.76 |
| R C Kemper Charitable Trust and Foundation | Common Stock | 09/01/2026 | 1,250 | 172,543.50 |
| R C Kemper Jr Charitable Trust and Foundation | Common Stock | 09/01/2026 | 2,550 | 351,988.74 |
| Bebe & Crosby Kemper Foundation for the Arts | Common Stock | 08/03/2026 | 864 | 126,961.69 |
| R C Kemper Charitable Trust and Foundation | Common Stock | 08/03/2026 | 1,875 | 275,524.50 |
| R C Kemper Jr Charitable Trust and Foundation | Common Stock | 08/03/2026 | 3,825 | 562,069.98 |
| R C Kemper Jr. Irrevocable Dynasty Trust FBO John Mariner Kemper | Common Stock | 08/03/2026 | 4,200 | 618,547.44 |
Seller — prior-sale row 1, entry 1
- Name
- R C Kemper Charitable Trust and Foundation
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 2, entry 1
- Name
- R C Kemper Jr Charitable Trust and Foundation
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 3, entry 1
- Name
- Bebe & Crosby Kemper Foundation for the Arts
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 4, entry 1
- Name
- R C Kemper Charitable Trust and Foundation
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 5, entry 1
- Name
- R C Kemper Jr Charitable Trust and Foundation
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 6, entry 1
- Name
- Bebe & Crosby Kemper Foundation for the Arts
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 7, entry 1
- Name
- Bebe & Crosby Kemper Foundation for the Arts
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 8, entry 1
- Name
- R C Kemper Charitable Trust and Foundation
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 9, entry 1
- Name
- R C Kemper Jr Charitable Trust and Foundation
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 10, entry 1
- Name
- Bebe & Crosby Kemper Foundation for the Arts
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 11, entry 1
- Name
- R C Kemper Charitable Trust and Foundation
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 12, entry 1
- Name
- R C Kemper Jr Charitable Trust and Foundation
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Seller — prior-sale row 13, entry 1
- Name
- R C Kemper Jr. Irrevocable Dynasty Trust FBO John Mariner Kemper
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 09/30/2026
- Signed
- Jason D Bartel by POA
- Plan adoption dates
- 09/05/2025
Company context
UMB Financial Corporation (together with its consolidated subsidiaries, unless the context requires otherwise, the “Company”) is a financial holding company that is headquartered in Kansas City, Missouri. The Company provides banking services and asset servicing to its customers in the United States and around the globe.