Notice of Proposed Sale · 144
Sea Ltd
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Sea Ltd
- Issuer CIK
- 0001703399
- SEC file number
- 001-38237
- Phone
- 6562708100
- Person for whose account securities are to be sold
- NordicSun Ltd
- Relationships to issuer
- Affiliate
- Street
- C/O 1 FUSIONOPOLIS PLACE
- Street (continued)
- # 17-10, GALAXIS
- City
- SINGAPORE
- State / country code
- U0
- Postal code
- 138522
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| ADS | 300,000 | 38,361,000.00 | 565,506,375 | 08/11/2026 | NYSE | UBS Financial Services, Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- UBS Financial Services, Inc.
- Street
- Eleven Madison Avenue
- Street (continued)
- 4th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10010
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| ADS | 09/16/2025 | Exercise of vested employee stock options | Issuer | 300,000 | N | 09/16/2025 | Compensation for services provided |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/11/2026
- Signed
- /s/ UBS Financial Services Inc, as attorney-in-fact for NordicSun Ltd.
- Plan adoption dates
- 03/26/2026
Company context
Sea Limited (NYSE: SE) is a global technology company founded in Singapore in 2009. Its mission is to better the lives of consumers and small businesses with technology. Sea operates three core businesses across e-commerce, digital financial services, and digital entertainment, known as Shopee, Monee, and Garena respectively. Shopee is the largest e-commerce platform in Southeast Asia and Taiwan and is a leading e-commerce platform in Brazil. Monee is a leading digital financial services provider in Southeast Asia with a growing presence in Latin America. Garena is a leading global online games developer and publisher.