Notice of Proposed Sale · 144
Alto Neuroscience Inc.
ANRONYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- ALTO NEUROSCIENCE INC
- Issuer CIK
- 0001999480
- SEC file number
- 001-41944
- Phone
- 6502000412
- Person for whose account securities are to be sold
- NICHOLAS SMITH
- Relationships to issuer
- Officer
- Street
- 650 Castro Street, Suite 450
- City
- Mountain View
- State / country code
- CA
- Postal code
- 94041
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 134,886 | 3,596,060.76 | 39,242,104 | 09/29/2026 | NYSE | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/29/2026 | Exercise of Stock Options | Issuer | 134,886 | N | 09/29/2026 | Cash |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Remarks
The securities to be sold were and will be received upon the exercise of stock options over the next three months. The dates of acquisition and payment were and will be the dates of exercise/sale.
Notice signature
- Notice date
- 09/29/2026
- Signed
- /s/ Nicholas Smith
- Plan adoption dates
- 06/30/2026
Company context
Alto Neuroscience is a clinical-stage biopharmaceutical company with a mission to redefine psychiatry by leveraging neurobiology to develop personalized and highly effective treatment options. Alto’s Precision Psychiatry Platform™ measures brain biomarkers by analyzing EEG activity, neurocognitive assessments, wearable data, and other factors to better identify which patients are more likely to respond to Alto product candidates. Alto’s clinical-stage pipeline includes novel drug candidates in bipolar depression, major depressive disorder, treatment resistant depression, schizophrenia, and other mental health conditions. For more information, visit www.altoneuroscience.com or follow Alto on X.
Current securities
Recent company filings
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsAug 27, 2026
- SCHEDULE 13G/A - filed by PERCEPTIVE ADVISORS LLC regarding Alto Neuroscience, Inc.Aug 14, 2026
- SCHEDULE 13G/A - filed by Vestal Point Capital, LP regarding Alto Neuroscience, Inc.Aug 14, 2026
- SCHEDULE 13G/A - filed by Sirenia Capital Management LP regarding Alto Neuroscience, Inc.Aug 14, 2026
- 10-Q filingAug 12, 2026