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BCS

Notice of Proposed Sale · 144

Alto Neuroscience Inc.

ANRONYSEEQUITYCurrent

Notice of Proposed Sale

Filed Sep 29, 2026Accepted Sep 29, 2026, 4:23 PM EDTFiling CIK 2009130Accession 0001950047-26-009858
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Structured filing — 144

primary_doc.xml

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Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer
ALTO NEUROSCIENCE INC
Issuer CIK
0001999480
SEC file number
001-41944
Phone
6502000412
Person for whose account securities are to be sold
NICHOLAS SMITH
Relationships to issuer
Officer
Street
650 Castro Street, Suite 450
City
Mountain View
State / country code
CA
Postal code
94041

Securities proposed for sale

Securities proposed for sale · 1 reported row
SecurityProposed unitsAggregate market valueUnits outstandingApproximate sale dateExchangeBroker / market maker
Common134,8863,596,060.7639,242,10409/29/2026NYSEMorgan Stanley Smith Barney LLC Executive Financial Services

Broker / market maker — proposed row 1, entry 1

Name
Morgan Stanley Smith Barney LLC Executive Financial Services
Street
1 New York Plaza
Street (continued)
8th Floor
City
New York
State / country code
NY
Postal code
10004

Acquisition of securities to be sold

Acquisition of securities to be sold · 1 reported row
SecurityAcquiredNature of acquisitionAcquired fromAmount acquiredGift transactionPayment dateNature of payment
Common09/29/2026Exercise of Stock OptionsIssuer134,886N09/29/2026Cash

Prior-sale reporting

Nothing to report for the preceding three months
Y

Remarks

The securities to be sold were and will be received upon the exercise of stock options over the next three months. The dates of acquisition and payment were and will be the dates of exercise/sale.

Notice signature

Notice date
09/29/2026
Signed
/s/ Nicholas Smith
Plan adoption dates
06/30/2026

Company context

Alto Neuroscience is a clinical-stage biopharmaceutical company with a mission to redefine psychiatry by leveraging neurobiology to develop personalized and highly effective treatment options. Alto’s Precision Psychiatry Platform™ measures brain biomarkers by analyzing EEG activity, neurocognitive assessments, wearable data, and other factors to better identify which patients are more likely to respond to Alto product candidates. Alto’s clinical-stage pipeline includes novel drug candidates in bipolar depression, major depressive disorder, treatment resistant depression, schizophrenia, and other mental health conditions. For more information, visit www.altoneuroscience.com or follow Alto on X.

Current securities

Recent company filings

  1. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsAug 27, 2026
  2. SCHEDULE 13G/A - filed by PERCEPTIVE ADVISORS LLC regarding Alto Neuroscience, Inc.Aug 14, 2026
  3. SCHEDULE 13G/A - filed by Vestal Point Capital, LP regarding Alto Neuroscience, Inc.Aug 14, 2026
  4. SCHEDULE 13G/A - filed by Sirenia Capital Management LP regarding Alto Neuroscience, Inc.Aug 14, 2026
  5. 10-Q filingAug 12, 2026

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