Changes in Beneficial Ownership · 4
Anteris Technologies Global Corp.
AVRNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
primary_doc.xml
Filing details
- Report period
- 2026-09-30
- Issuer
- Anteris Technologies Global Corp.
- Issuer CIK
- 0002011514
- Trading symbol
- AVR
Reporting owner 1
- Name
- L1 Capital Pty Ltd
- Reporting owner CIK
- 0001817646
- Relationship
- 10% owner
- Address
- LEVEL 45, 101 COLLINS STREET, MELBOURNE VIC 3000, AUSTRALIA, C3, 00000
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock[F1] | 2026-09-30 | P · Form 4 | 74,286 | A | 7.72[F3] | 4,877,827 | I | See footnote[F2] |
| Common Stock[F1] | 2026-10-01 | P · Form 4 | 322,940 | A | 7.6[F4] | 5,200,767 | I | See footnote[F2] |
Table key
- P · Form 4
- Purchase on the market or privately
- A
- Acquired
- I
- Indirect
Derivative holdings
| Security | Conversion / exercise price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CHESS Depository Interests[F1][F5] | [F5] | [F5] | [F6] | Common Stock | 5,359,470 | 5,359,470 | I | See footnote[F10] |
| CHESS Depository Interest Warrants[F1][F7] | 11.5[F8] | 2026-05-01[F9] | 2030-10-30 | CHESS Depository Interests | 1,333,334 | 1,333,334 | I | See footnote[F10] |
Table key
- I
- Indirect
Footnotes
- F1
- In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.↩ 1↩ 2↩ 3↩ 4
- F2
- The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.↩ 1↩ 2
- F3
- The shares were purchased in multiple transactions at prices ranging from $7.72 - $7.75. Upon request, full information regarding the number of shares purchased at each separate price can be provided.↩ 1
- F4
- The shares were purchased in multiple transactions at prices ranging from $7.59 - $7.76. Upon request, full information regarding the number of shares purchased at each separate price can be provided.↩ 1
- F5
- The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.↩ 1↩ 2↩ 3
- F6
- Not applicable↩ 1
- F7
- The CHESS Depository Interest Warrants represent one CHESS Depository Interest (which in turn represent one underlying share of the Issuers common stock) and are exercisable within 60 days subject to the exercise price and expiry date.↩ 1
- F8
- Australian Dollars (AUD)↩ 1
- F9
- Subject to exercise price↩ 1
Signature 1
- Signed
- /s/ Joel Arber, Director
- Date
- 2026-10-01
Company context
Anteris Technologies Global Corp. (NASDAQ: AVR, ASX: AVR) is a global healthcare company committed to designing, developing, and commercializing cutting-edge medical devices to restore healthy heart function. Founded in Australia, with a significant presence in Minneapolis, USA, Anteris is a science-driven company with an experienced team of multidisciplinary professionals delivering restorative solutions to structural heart disease patients.