Beneficial Ownership Report · SCHEDULE 13D/A
Sunrise Realty Trust, Inc.
Beneficial Ownership Report
Structured filing — SCHEDULE 13D/A
primary_doc.xml
Amendment · This filing reports the amendment as submitted.
Subject company
- Company
- Sunrise Realty Trust, Inc.
- Company CIK
- 0002012706
- Street
- 525 Okeechobee Blvd., Suite 1650
- City
- West Palm Beach
- State / country code
- FL
- Postal code
- 33401
Statement details
- Amendment number
- 5
- Security class
- Common Stock
- Event date
- 12/30/2025
- Previously filed indication
- false
Authorized notification person 1
- Name
- Leonard M. Tannenbaum
- Phone
- (561) 530-3315
- Street
- 525 Okeechobee Blvd., Suite 1650
- City
- West Palm Beach
- State / country code
- FL
- Postal code
- 33401
Reporting person 1
- Name
- Leonard M. Tannenbaum
- Reporting person CIK
- 0001200461
- No reporting person CIK indication
- N
- Citizenship / organization
- X1
- Reporting person type
- IN
- Source of funds code
- PF · OO
- Legal proceedings indication
- N
- Aggregate amount owned
- 3,656,865.00
- Percent of class
- 27.2
- Sole voting power
- 3,012,226.00
- Shared voting power
- 644,639.00
- Sole dispositive power
- 3,012,226.00
- Shared dispositive power
- 644,639.00
- Aggregate excludes certain shares
- N
- Comments
- This Amendment No. 5 to Schedule 13D (this "Amendment No. 5") amends and supplements the Schedule 13D originally filed with the Securities and Exchange Commission (the "SEC") by Leonard M. Tannenbaum (the "Reporting Person") with respect to Sunrise Realty Trust, Inc. (the "Issuer") on December 26, 2024 (the "Schedule 13D"), as amended by Amendment No. 1 to Schedule 13D filed on January 30, 2025, Amendment No. 2 to Schedule 13D filed on March 20, 2025, Amendment No. 3 to Schedule 13D filed on May 2, 2025, and Amendment No. 4 to Schedule 13D filed on August 19, 2025. This Amendment No. 5 is being filed solely to report purchases of Common Stock that in aggregate exceeded a 1% change in beneficial ownership since the Reporting Person's last Schedule 13D/A filing. The Schedule 13D is hereby amended and supplemented to include the information set forth herein. Capitalized terms not defined herein have the meanings given to such terms in the Schedule 13D. Except as set forth herein, the Schedule 13D is unmodified. Lines 7 and 9 consist of 3,012,226 shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") held directly by the Reporting Person, including 70,959 shares of restricted stock held by the Reporting Person and 1,000 shares of Common Stock held in a Uniform Transfer to Minors Act ("UTMA") account for the son of the Reporting Person. Lines 8 and 10 consist of 585,681 shares of Common Stock held by the Tannenbaum Family Foundation, formerly known as the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President, and 58,958 shares of Common Stock held by Tannenbaum Family 2012 Trust for the benefit of certain members of the Reporting Person's family, for which the Reporting Person serves as the Investment Advisor and over which, in each case, the Reporting Person disclaims beneficial ownership. Excludes 33,132 shares of Common Stock held by Robyn Tannenbaum, the Reporting Person's spouse, over which the Reporting Person disclaims beneficial ownership. Line 13 is based on the 13,420,986 shares of Common Stock outstanding as of November 7, 2025, as reported in the Issuer's Quarterly Report on Form 10-Q, filed with the SEC on November 13, 2025.
Item 1
Issuer
Sunrise Realty Trust, Inc.
Security title
Common Stock
Principal address
Item 3
Source of funds
Item 3 of the Schedule 13D is hereby amended and supplemented by the addition of the following information: Since August 15, 2025, the Reporting Person purchased shares of Common Stock in multiple open market transactions using personal funds, as listed on Schedule A, attached hereto, and incorporated herein.
Item 5
Number of shares
See Items 7-11 and 13 of the cover page above and Item 3.
Transactions
Transactions in the Common Stock since the last Schedule 13D/A filing are set forth in Schedule A and are incorporated herein. Other than those transactions listed on Schedule A, no transactions in the shares of Common Stock have been effected by the Reporting Person since the filing of Amendment No. 4 to Schedule 13D on August 19, 2025.
Percentage of class
See Items 7-11 and 13 of the cover page above and Item 3.
Item 7
Filed exhibits
Ex 99.1 - Schedule A - Attached here.
Signature 1
- Reporting person
- Leonard M. Tannenbaum
- Signed
- /s/ Leonard M. Tannenbaum
- Title
- Leonard M. Tannenbaum
- Date
- 01/02/2026
Filed exhibits
- EXHIBIT 99.1 ↗sunrise_ex99-1.htm
Company context
Sunrise Realty Trust, Inc. (Nasdaq: SUNS) (“SUNS” or the “Company”) is an institutional commercial real estate (“CRE”) lender providing flexible financing solutions to sponsors of CRE projects located primarily in the Southern United States. It focuses on transitional CRE business plans with the potential for near-term value creation, collateralized by top-tier assets predominantly located in established and rapidly expanding Southern markets. For additional information regarding the Company, please visit www.sunriserealtytrust.com.