Changes in Beneficial Ownership · 4
Calumet, Inc.
CLMTNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1790627721.xml
Filing details
- Report period
- 2026-09-25
- Issuer
- Calumet, Inc. /DE
- Issuer CIK
- 0002013745
- Trading symbol
- CLMT
Reporting owner 1
- Name
- Mawer Stephen P
- Reporting owner CIK
- 0001669531
- Relationship
- Director
- Address
- 1060 N CAPITOL AVE, SUITE 6-401, INDIANAPOLIS, IN, 46204
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | 2026-09-25 | M · Form 4 | 61,387 | A | 0 | 372,965 | D |
| Common Stock, par value $0.01 per share | 2026-09-25 | S · Form 4 | 24,555[F1] | D | 0 | 348,410 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
- D
- Direct
- S · Form 4
- Sale on the market or privately
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | [F2] | 2026-09-25 | M · Form 4 | 61,387 | D | 0 | [F3] | [F3] | Common Stock, par value $0.01 per share | 61,387 | 0 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Direct
Footnotes
- F1
- The reporting person elected to receive 40% of Restricted Stock Units vested and reported here within to be settled in the cash equivalent of a Calumet, Inc. common share.↩ 1
- F2
- Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.↩ 1
Signature 1
- Signed
- /s/ Connor J. Egan, as attorney-in-fact
- Date
- 2026-09-25
Company context
Calumet, Inc. (NASDAQ: CLMT) manufactures, formulates, and markets a diversified slate of specialty branded products and renewable fuels to customers across a broad range of consumer-facing and industrial markets. Calumet is headquartered in Indianapolis, Indiana and operates twelve facilities throughout North America.