Notice of Proposed Sale · 144
Palladyne AI Corp.
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- PALLADYNE AI CORP.
- Issuer CIK
- 0001826681
- SEC file number
- 001-39897
- Phone
- (888) 927-7296
- Person for whose account securities are to be sold
- Trevor Thatcher
- Relationships to issuer
- Officer
- Street
- 650 SOUTH 500 WEST
- Street (continued)
- SUITE 150
- City
- SALT LAKE CITY
- State / country code
- UT
- Postal code
- 84101
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 4,636 | 28,552.46 | 49,338,510 | 08/21/2026 | NASDAQ | Muriel Siebert & Co., LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Muriel Siebert & Co., LLC
- Street
- 653 Collins Ave
- City
- Miami Beach
- State / country code
- FL
- Postal code
- 33139
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 08/20/2026 | Restricted Share Units Vesting - See Remarks | Palladyne AI Corp. | 4,636 | N | 08/20/2026 | Equity Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Trevor Thatcher | Common Stock | 05/21/2026 | 4,561 | 28,022.78 |
Seller — prior-sale row 1, entry 1
- Name
- Trevor Thatcher
- Street
- C/O PALLADYNE AI CORP.
- Street (continued)
- 650 SOUTH 500 WEST, SUITE 150
- City
- SALT LAKE CITY
- State / country code
- UT
- Postal code
- 84101
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The reporting person sold the securities reported herein pursuant to an Issuer-implemented, non-discretionary sell-to-cover arrangement for the purposes of satisfying income tax liabilities incurred upon vesting of restricted share unit awards only, unless the reporting person elects to pay such tax liabilities in cash.
Notice signature
- Notice date
- 08/21/2026
- Signed
- /s/ Stephen Sonne, attorney-in-fact on behalf of Trevor Thatcher
Company context
Palladyne AI is a U.S.-based technology company developing patented embodied artificial intelligence, collaborative autonomy solutions, advanced avionics, autonomous systems, advanced UAV engineering services, and precision-manufactured components for aerospace, defense and industrial markets. Palladyne AI delivers secure, American-developed and operated platforms designed to meet the stringent requirements of U.S. government and public-sector customers, including data sovereignty, security, and compliance.