Notice of Proposed Sale · 144
SOPHiA GENETICS SA
SOPHNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- SOPHIA GENETICS SA
- Issuer CIK
- 0001840706
- SEC file number
- 001-40627
- Phone
- 41216941060
- Person for whose account securities are to be sold
- PHILIPPE MENU
- Relationships to issuer
- Officer
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 32,393 | 173,302.55 | 71,790,366 | 07/06/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 07/03/2025 | Restricted Stock Units | Issuer | 15,000 | N | 07/03/2025 | N/A |
| Common | 02/02/2020 | Pre-IPO | Issuer | 10,000 | N | 02/02/2020 | N/A |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| 10b5-1 Sales for PHILIPPE MENU | Common | 06/25/2026 | 5,000 | 27,524.50 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 06/12/2026 | 5,000 | 24,752.00 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 05/26/2026 | 5,000 | 24,774.00 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 05/19/2026 | 608 | 2,800.39 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 05/12/2026 | 5,000 | 23,344.50 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 04/27/2026 | 5,000 | 24,089.00 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 04/20/2026 | 608 | 3,161.72 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 04/14/2026 | 1,600 | 7,932.96 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 04/13/2026 | 4,400 | 20,962.48 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 04/10/2026 | 3,725 | 17,441.20 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 04/09/2026 | 1,931 | 9,151.59 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 04/08/2026 | 2,800 | 13,543.60 |
| 10b5-1 Sales for PHILIPPE MENU | Common | 04/07/2026 | 2,400 | 11,676.72 |
Seller — prior-sale row 1, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 2, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 3, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 4, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 5, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 6, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 7, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 8, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 9, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 10, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 11, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 12, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Seller — prior-sale row 13, entry 1
- Name
- 10b5-1 Sales for PHILIPPE MENU
- Street
- La Piece 12 ch-1180
- City
- Rolle
- State / country code
- V8
- Postal code
- 00000
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The 15,000 securities to be sold were acquired upon the vesting of restricted stock units during the period of 07/03/2025 through 01/03/2026.
Notice signature
- Notice date
- 07/06/2026
- Signed
- /s/ Philippe Menu
- Plan adoption dates
- 09/10/2025
Company context
SOPHiA GENETICS (Nasdaq: SOPH) is a cloud-native healthcare technology company on a mission to expand access to data-driven medicine by using AI to deliver world-class care to patients with cancer and rare disorders across the globe. It is the creator of SOPHiA DDM™, a platform that analyzes complex genomic and multimodal data and generates real-time, actionable insights for a broad global network of hospital, laboratory, and biopharma institutions.