Common Stock, par value $0.001 per share
- Symbol
- ATHR
- Exchange
- NASDAQ
- Classification
- COMMON
- Status
- Current
Current Report · Items 3.01 · 8-K
Aether Holdings, Inc.
ATHRNASDAQEQUITYCurrent
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On October 12, 2026, Aether Holdings, Inc. (the “Company”) received a letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, because the Company had not held an annual meeting of shareholders within 12 months…
Company context
We are an emerging financial technology platform company that offers proprietary research analytics, data and tools for both institutional and retail equity traders (who we refer to herein as “Users”) through our flagship platform, SentimenTrader.com. By integrating advanced technologies, including artificial intelligence (“AI”) tools, with the critical thinking and analytical abilities of our team of evidenced-based trading veterans, we aim to provide our Users with a powerful combination of technology and expertise, enabling them to make informed decisions to level-up their trading in the markets.
Current securities
Recent company filings
- 10-Q filingAug 13, 2026
- Entry into a Material Definitive Agreement · Completion of Acquisition or Disposition of Assets · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement · Unregistered Sales of Equity SecuritiesAug 11, 2026
- 4 filingJul 23, 2026
- Entry into a Material Definitive AgreementJul 21, 2026
- 424B5 filingJun 25, 2026
Registered securities in this filing
Aether Holdings, Inc. · 8-K · Filed 2026-10-16
Disclosure sections
Item 3.01Item 3.01 - Notice of Delisting
Item
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On
October 12, 2026, Aether Holdings, Inc. (the “Company”) received a letter (the “Notice”) from the Listing Qualifications
Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, because the Company had not held an annual
meeting of shareholders within 12 months after the end of its fiscal year ended September 30, 2025, the Company no longer complies with
Nasdaq Listing Rule 5620(a). The Notice has no immediate effect on the listing or trading of the Company’s common stock on Nasdaq.
Pursuant
to Nasdaq Listing Rule 5810(c)(2)(G), the Company has 45 calendar days, or until November 27, 2026, to submit a plan to regain compliance.
If Nasdaq accepts the Company’s plan, Nasdaq may grant the Company an exception of up to 180 calendar days from the Company’s
September 30, 2026 fiscal year end, or until March 29, 2027, to regain compliance.
The
Company intends to submit a compliance plan within the required period and to take the necessary steps to hold an annual meeting of shareholders
within the period permitted by Nasdaq. There can be no assurance that Nasdaq will accept the Company’s plan or that the Company
will regain compliance within any extension period that Nasdaq may grant.