Changes in Beneficial Ownership · 4
Plum Acquisition Corp. IV
PLMKNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-07-09
- Issuer
- Plum Acquisition Corp, IV
- Issuer CIK
- 0002030482
- Trading symbol
- PLMK
Reporting owner 1
- Name
- Sahai Avanish
- Reporting owner CIK
- 0001737993
- Relationship
- Director
- Address
- C/O PLUM ACQUISITION CORP. IV, 2021 FILLMORE ST. #2089, SAN FRANCISCO, CA, 94115
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary shares | 2026-07-09 | C · Form 4 | 25,000 | A | [F1] | 25,000 | I[F2] | See footnote[F2] |
Table key
- C · Form 4
- Derivative conversion
- A
- Acquired
- I
- Indirect
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B ordinary shares | [F1] | 2026-07-09 | C · Form 4 | 25,000[F3] | D | 0.00 | [F1] | [F1] | Class A ordinary shares | 25,000 | 0 | I[F2] | See footnote[F2] |
Table key
- C · Form 4
- Derivative conversion
- D
- Disposed
- I
- Indirect
Footnotes
- F1
- Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date.↩ 1↩ 2↩ 3↩ 4
- F2
- The shares are held by Karnavy Sahai Trust, of which the Reporting Person is the trustee.↩ 1↩ 2↩ 3↩ 4
- F3
- The reported Class B Shares converted into Class A Shares pursuant to an election by the Reporting Person.↩ 1
Signature 1
- Signed
- /s/ Tricia Banker, Attorney-in-Fact
- Date
- 2026-08-20
Company context
Plum Acquisition Corp. IV (Nasdaq: PLMK) is a publicly traded special purpose acquisition company led by an experienced team with a track record of sourcing and executing complex public-market transactions. Plum IV aims to identify companies positioned to deliver long-term value through technological advancements, disruptive business models, and secular long-term trends. For more information, visit https://plumpartners.com.
Current securities
Recent company filings
- Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of ListingOct 14, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 9, 2026
- 425 filingOct 1, 2026
- Regulation FD DisclosureOct 1, 2026
- 425 filingAug 20, 2026