Units, each consisting of one Class A ordinary share, par value $0.0001 per share, and one-half of one redeemable warrant
- Symbol
- PLMKU
- Exchange
- NASDAQ
- Classification
- UNIT
- Status
- Current
Current Report · Items 3.01 · 8-K
Plum Acquisition Corp. IV
PLMKNASDAQEQUITYCurrent
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On October 7, 2026, Plum Acquisition Corp. IV (the “Company”) received a written notice (the “Notice”) from the staff of the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”), notifying the Company that the Company was not in compliance with Listing Rule 5450(a)…
Company context
Plum Acquisition Corp. IV (Nasdaq: PLMK) is a publicly traded special purpose acquisition company led by an experienced team with a track record of sourcing and executing complex public-market transactions. Plum IV aims to identify companies positioned to deliver long-term value through technological advancements, disruptive business models, and secular long-term trends. For more information, visit https://plumpartners.com.
Current securities
Registered securities in this filing
PLUM ACQUISITION CORP. IV · 8-K · Filed 2026-10-14
Class A ordinary shares, par value $0.0001 per share, included as part of the units
- Symbol
- PLMK
- Exchange
- NASDAQ
- Classification
- UNIT
- Status
- Current
Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
- Symbol
- PLMKW
- Exchange
- NASDAQ
- Classification
- UNIT
- Status
- Current
Disclosure sections
Item 3.01Item 3.01 - Notice of Delisting
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued
Listing Rule or Standard; Transfer of Listing.
On October 7, 2026, Plum Acquisition Corp. IV
(the “Company”) received a written notice (the “Notice”) from the staff of the Listing Qualifications Department
of the Nasdaq Stock Market LLC (“Nasdaq”), notifying the Company that the Company was not in compliance with Listing Rule
5450(a)(2), which requires the Company to have at least 400 total holders for continued listing on the Nasdaq Global Market (the “Minimum
Total Holders Requirement”). The Notice is only a notification of deficiency, not of imminent delisting, and has no immediate effect
on the listing or trading of the Company’s securities on the Nasdaq Global Market.
The Notice states that the Company has 45 calendar
days to submit a plan to regain compliance with the Minimum Total Holders Requirement. If Nasdaq accepts the Company’s plan, Nasdaq
may grant the Company an extension of up to 180 calendar days from the date of the Notice to evidence compliance with the Minimum Total
Holders Requirement. If Nasdaq does not accept the Company’s plan, the Company will have the opportunity to appeal the decision
to a Nasdaq Hearings Panel.
The Company is considering actions that it may
take in response to the Notice to regain compliance with the Minimum Total Holders Requirement. However, there can be no assurance that
the Company will regain compliance with such requirement.