Current Report · Items 1.01, 5.03, 8.01, 9.01 · 8-K
Hashdex Nasdaq CME Crypto Index ETF
Entry into a Material Definitive Agreement · Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · Other Events
Item 1.01. Entry into a Material Definitive Agreement. Amendment to the Sponsor Agreement On July 23, 2026, the Trust entered into the Third Amendment to the Sponsor Agreement, by and between the Trust and the Sponsor (the “Third Amendment to the Sponsor Agreement”), to allow for staking of the Trust’s crypto assets.…
Filed Jul 24, 2026Accepted Jul 23, 2026, 7:25 PM EDTCIK 2031069Accession 0001213900-26-081061
Company context
Hashdex is a global crypto asset manager specializing in regulated, index-based investment solutions that provide diversified exposure to digital assets. With teams across the United States, Europe, and Latin America, and managing approximately $1 billion in assets (as of March 10, 2026), the firm partners with leading institutions to deliver transparent, institutional-grade access to the crypto ecosystem through familiar investment structures.
Current securities
Historical securities (1)
Registered securities in this filing
Hashdex Nasdaq CME Crypto Index ETF · 8-K · Filed 2026-07-24
As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.
Shares of Beneficial Interest of Hashdex Nasdaq CME Crypto Index ETF
- Symbol
- NCIQ
- Exchange
- NASDAQ
- Classification
- OTHER
Filing context
Context: AsOf2026-07-22
Dimensions: Not supplied
Accession 000121390026081061 · 1 registered-security cover member
Read the exact SEC filing ↗Disclosure sections
Items 1.01, 5.03, 8.01, 9.01Select an item to read the extracted section. The as-filed document remains the primary evidence.
Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01. Entry into a Material Definitive
Agreement.
Amendment to the Sponsor Agreement
On July 23, 2026, the Trust entered
into the Third Amendment to the Sponsor Agreement, by and between the Trust and the Sponsor (the “Third Amendment to the Sponsor
Agreement”), to allow for staking of the Trust’s crypto assets.
The foregoing description of the Third Amendment
to the Sponsor Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the agreement,
which has been filed as Exhibit 10.1 to this Current Report on Form 8-K.
Authorized Participant Agreement
On July 23, 2026, Marex Capital Markets
Inc. (the “Authorized Participant”) entered into an Authorized Participant Agreement, which was acknowledged and agreed to
by the Trust and the Sponsor (the “Marex Authorized Participant Agreement”). The Marex Authorized Participant Agreement sets
forth the procedures by which the Authorized Participant may create and redeem Baskets of Common Shares. Marex Capital Markets Inc. is
one of the Trust’s Authorized Participants.
The foregoing description of the Marex Authorized
Participant Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the agreement,
which has been filed as Exhibit 10.2 to this Current Report on Form 8-K.
Master Purchase and Sale Agreement for Digital
Assets
On July 22, 2026, the Sponsor, acting as agent
on behalf of the Trust and not in its individual capacity, entered into a Master Purchase and Sale Agreement for Digital Assets with
JSCT, LLC (the “JSCT Purchase and Sale Agreement”). The JSCT Purchase and Sale Agreement sets forth the terms under which
the Trust may purchase and sell digital assets from and to JSCT, LLC on a principal-to-principal basis. JSCT, LLC is one of the Trust’s
Crypto Trading Counterparties.
The foregoing description of the JSCT Purchase
and Sale Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the agreement, which
has been filed as Exhibit 10.3 to this Current Report on Form 8-K.
Item 5.03Item 5.03 - Amendments to Articles/Bylaws
Item 5.03. Amendments to Articles of Incorporation
or Bylaws; Change in Fiscal Year.
On July 23, 2026, the Sponsor and CSC Delaware
Trust Company, the Trustee of the Trust, entered into a Sixth Amended and Restated Trust Agreement (the “Trust Agreement”).
The Trust Agreement made changes to the Fifth Amended and Restated Trust Agreement to reflect the changes necessary to allow the commencement
of staking activities in the Trust. A copy of the Trust Agreement is filed as Exhibit 3.1. Among other things, the Trust Agreement creates
a separate class of unlisted shares designated as the Sponsor Share (the “Sponsor Share”), which is held exclusively by the
Sponsor. The Sponsor Share entitles the Sponsor to an allocation of Net Staking Income (as defined therein) generated by the Trust’s
staking program, as more fully described in the Trust Agreement and in the Prospectus Supplement described below. The Trust Agreement
also authorizes the Trust to participate, directly or indirectly, in the proof-of-stake validation protocols of applicable Index Constituent
Networks. In addition, the Trust Agreement sets forth the allocation of Staking Income (as defined therein) generated from the Trust's
staking activities. Among other things, the Trust Agreement provides that, after the Staking Services Provider retains the Staking Services
Provider's Portion (as defined therein) of any Staking Income, the remaining Net Staking Income will be allocated as follows: (i) 100%
of Net Staking Income up to an amount equal to 25 basis points of the Trust’s net asset value attributable to the Common Shares
(excluding, for the avoidance of doubt, any net asset value attributable to the Sponsor Share) (on an annualized basis) will be allocated
to the Sponsor (as the holder of the Sponsor Share (as defined below)); and (ii) any Net Staking Income in excess of that threshold will
be allocated 40% to the Sponsor (as the holder of the Sponsor Share) and 60% to the Trust for the benefit of Common Shareholders.
The foregoing description of the Trust Agreement
does not purport to be complete and is qualified in its entirety by reference to the full text of the agreement, which has been filed
as Exhibit 3.1 to this Current Report on Form 8-K.
Item 8.01Item 8.01 - Other Events
Item 8.01. Other Events.
In connection with Items 1.01 and 5.03 above,
the Trust expects to commence Staking Activities promptly, subject to operational readiness. Staking activities will be conducted through
Coinbase Cloud Pte. Ltd. as the Trust’s initial Staking Services Provider, pursuant to the Master Infrastructure-as-a-Service Agreement
previously disclosed by the Trust. A detailed description of the Trust’s staking program, including the Sponsor Share class, the
allocation of staking income, the Trust’s liquidity risk policies and procedures, and the associated risk factors, is set forth
in Prospectus Supplement No. 1, dated July 23, 2026, filed pursuant to Rule 424(b)(3).