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BCS

Notice of Proposed Sale · 144

Northpointe Bancshares, Inc.

NPBNYSEEQUITYCurrent

Notice of Proposed Sale

Filed Jul 1, 2026Accepted Jul 1, 2026, 4:52 PM EDTFiling CIK 2057486Accession 0001973727-26-000043
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Structured filing — 144

primary_doc.xml

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Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer
NORTHPOINTE BANCSHARES INC
Issuer CIK
0001336706
SEC file number
001-42517
Phone
616-974-8491
Person for whose account securities are to be sold
Hooker David Stevens
Relationships to issuer
Director
Street
3333 DEPOSIT DRIVE NE
City
GRAND RAPIDS
State / country code
MI
Postal code
49546

Securities proposed for sale

Securities proposed for sale · 1 reported row
SecurityProposed unitsAggregate market valueUnits outstandingApproximate sale dateExchangeBroker / market maker
Common Stock7,000135,074.8034,581,84207/01/2026NYSENorthern Trust Securities, Inc.

Broker / market maker — proposed row 1, entry 1

Name
Northern Trust Securities, Inc.
Street
50 S LaSalle Street
City
Chicago
State / country code
IL
Postal code
60603

Acquisition of securities to be sold

Acquisition of securities to be sold · 1 reported row
SecurityAcquiredNature of acquisitionAcquired fromAmount acquiredGift transactionPayment dateNature of payment
Common Stock09/21/2017Private resale of control securities by estate of former control personDavid S. Hooker7,000N09/21/2017NA

Sales reported in the preceding three months

Sales reported in the preceding three months · 10 reported rows
SellerSecuritySale dateAmount soldGross proceeds
DAVID S HOOKER TRUSTNORTHPOINTE BANCSHARES INC.05/01/20267,000124,741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUSTNORTHPOINTE BANCSHARES INC.05/01/20265008,910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUSTNORTHPOINTE BANCSHARES INC.06/02/20262754,813.90
DAVID S HOOKER TRUSTNORTHPOINTE BANCSHARES INC.06/02/20263,85067,393.48
DAVID S HOOKER TRUSTNORTHPOINTE BANCSHARES INC.06/05/20262344,100.71
TANIS S HOOKER IRRE DISCRETIONARY TRUSTNORTHPOINTE BANCSHARES INC.06/05/202617297.93
DAVID S HOOKER TRUSTNORTHPOINTE BANCSHARES INC06/08/202672212,649.15
TANIS S HOOKER IRRE DISCRETIONARY TRUSTNORTHPOINTE BANCSHARES INC06/08/202651893.51
DAVID S HOOKER TRUSTNORTHPOINTE BANCSHARES INC06/09/20262,19438,831.61
TANIS S HOOKER IRRE DISCRETIONARY TRUSTNORTHPOINTE BANCSHARES INC06/09/20261572,778.71

Seller — prior-sale row 1, entry 1

Name
DAVID S HOOKER TRUST
Street
3333 Deposit Drive Northeast
City
Grand Rapids
State / country code
MI
Postal code
49546

Seller — prior-sale row 2, entry 1

Name
TANIS S HOOKER IRRE DISCRETIONARY TRUST
Street
3333 Deposit Drive Northeast
City
Grand Rapids
State / country code
MI
Postal code
49546

Seller — prior-sale row 3, entry 1

Name
TANIS S HOOKER IRRE DISCRETIONARY TRUST
Street
3333 Deposit Drive Northeast
City
Grand Rapids
State / country code
MI
Postal code
49546

Seller — prior-sale row 4, entry 1

Name
DAVID S HOOKER TRUST
Street
3333 Deposit Drive Northeast
City
Grand Rapids
State / country code
MI
Postal code
49546

Seller — prior-sale row 5, entry 1

Name
DAVID S HOOKER TRUST
Street
3333 Deposit Drive Northeast
City
Grand Rapids
State / country code
MI
Postal code
49546

Seller — prior-sale row 6, entry 1

Name
TANIS S HOOKER IRRE DISCRETIONARY TRUST
Street
3333 Deposit Drive Northeast
City
Grand Rapids
State / country code
MI
Postal code
49546

Seller — prior-sale row 7, entry 1

Name
DAVID S HOOKER TRUST
Street
3333 Deposit Drive Northeast
City
Grand Rapids
State / country code
MI
Postal code
49546

Seller — prior-sale row 8, entry 1

Name
TANIS S HOOKER IRRE DISCRETIONARY TRUST
Street
3333 Deposit Drive Northeast
City
Grand Rapids
State / country code
MI
Postal code
49546

Seller — prior-sale row 9, entry 1

Name
DAVID S HOOKER TRUST
Street
3333 Deposit Drive Northeast
City
Grand Rapids
State / country code
MI
Postal code
49546

Seller — prior-sale row 10, entry 1

Name
TANIS S HOOKER IRRE DISCRETIONARY TRUST
Street
3333 Deposit Drive Northeast
City
Grand Rapids
State / country code
MI
Postal code
49546

Prior-sale reporting

Nothing to report for the preceding three months
N

Notice signature

Notice date
07/01/2026
Signed
/s/ David S. Hooker
Plan adoption dates
01/26/2026

Company context

We are a bank holding company headquartered in Grand Rapids, Michigan and registered under the Bank Holding Company Act of 1956, as amended (the “BHC Act”). We operate our business primarily through our wholly-owned banking subsidiary, Northpointe Bank. We emphasize to our employees and clients that our specialized business lines differentiate us as a business that has the added benefit of being a bank. Our Bank was founded in 1999 as a focused mortgage portfolio lender primarily operating in the midwestern states of Michigan, Ohio and Indiana. Since then, we have evolved, and our business now offers a nationwide mortgage purchase program, residential mortgage loans, digital deposit banking to our retail customers and custodial deposit services to our loan servicing clients, which we believe is unique for a bank. We believe we are recognized in the market for the methods we utilize to acquire new borrowers and for our ability to provide simple, fast, and trusted digital solutions to borrowers in the mortgage banking marketplace. Our delivery systems are primarily digital and are available to clients nationwide; and we provide our staff with loan production offices across 23 cities in 15 states and support them through our centralized operating center in Grand Rapids, Michigan. Our nationwide presence has enabled us to have clients in all 50 states and the District of Columbia. As of September 30, 2024, we had $5.4 billion in assets, $4.8 billion in gross loans, including held

Current securities

Recent company filings

  1. Other EventsOct 28, 2026
  2. Other EventsOct 26, 2026
  3. Results of Operations and Financial Condition · Costs Associated with Exit or Disposal Activities · Regulation FD DisclosureOct 20, 2026
  4. Other EventsOct 6, 2026
  5. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsAug 28, 2026

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