Notice of Proposed Sale · 144
Northpointe Bancshares, Inc.
NPBNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- NORTHPOINTE BANCSHARES INC
- Issuer CIK
- 0001336706
- SEC file number
- 001-42517
- Phone
- 616-974-8491
- Person for whose account securities are to be sold
- Hooker David Stevens
- Relationships to issuer
- Director
- Street
- 3333 DEPOSIT DRIVE NE
- City
- GRAND RAPIDS
- State / country code
- MI
- Postal code
- 49546
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 500 | 9,648.05 | 34,581,842 | 07/01/2026 | NYSE | Northern Trust Securities, Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- Northern Trust Securities, Inc.
- Street
- 50 S LaSalle Street
- City
- Chicago
- State / country code
- IL
- Postal code
- 60603
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 09/21/2017 | Private resale of control securities by estate of former control person | David S. Hooker | 500 | N | 09/21/2017 | NA |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| DAVID S HOOKER TRUST | NORTHPOINTE BANCSHARES INC. | 05/01/2026 | 7,000 | 124,741.40 |
| TANIS S HOOKER IRRE DISCRETIONARY TRUST | NORTHPOINTE BANCSHARES INC. | 05/01/2026 | 500 | 8,910.10 |
| TANIS S HOOKER IRRE DISCRETIONARY TRUST | NORTHPOINTE BANCSHARES INC. | 06/02/2026 | 275 | 4,813.90 |
| DAVID S HOOKER TRUST | NORTHPOINTE BANCSHARES INC. | 06/02/2026 | 3,850 | 67,393.48 |
| DAVID S HOOKER TRUST | NORTHPOINTE BANCSHARES INC. | 06/05/2026 | 234 | 4,100.71 |
| TANIS S HOOKER IRRE DISCRETIONARY TRUST | NORTHPOINTE BANCSHARES INC. | 06/05/2026 | 17 | 297.93 |
| TANIS S HOOKER IRRE DISCRETIONARY TRUST | NORTHPOINTE BANCSHARES INC. | 06/08/2026 | 51 | 893.61 |
| DAVID S HOOKER TRUST | NORTHPOINTE BANCSHARES INC. | 06/08/2026 | 722 | 12,649.15 |
| TANIS S HOOKER IRRE DISCRETIONARY TRUST | NORTHPOINTE BANCSHARES INC | 06/09/2026 | 157 | 2,778.71 |
| DAVID S HOOKER TRUST | NORTHPOINTE BANCSHARES INC | 06/09/2026 | 2,194 | 38,831.61 |
Seller — prior-sale row 1, entry 1
- Name
- DAVID S HOOKER TRUST
- Street
- 3333 Deposit Drive Northeast
- City
- Grand Rapids
- State / country code
- MI
- Postal code
- 49546
Seller — prior-sale row 2, entry 1
- Name
- TANIS S HOOKER IRRE DISCRETIONARY TRUST
- Street
- 3333 Deposit Drive Northeast
- City
- Grand Rapids
- State / country code
- MI
- Postal code
- 49546
Seller — prior-sale row 3, entry 1
- Name
- TANIS S HOOKER IRRE DISCRETIONARY TRUST
- Street
- 3333 Deposit Drive Northeast
- City
- Grand Rapids
- State / country code
- MI
- Postal code
- 49546
Seller — prior-sale row 4, entry 1
- Name
- DAVID S HOOKER TRUST
- Street
- 3333 Deposit Drive Northeast
- City
- Grand Rapids
- State / country code
- MI
- Postal code
- 49546
Seller — prior-sale row 5, entry 1
- Name
- DAVID S HOOKER TRUST
- Street
- 3333 Deposit Drive Northeast
- City
- Grand Rapids
- State / country code
- MI
- Postal code
- 49546
Seller — prior-sale row 6, entry 1
- Name
- TANIS S HOOKER IRRE DISCRETIONARY TRUST
- Street
- 3333 Deposit Drive Northeast
- City
- Grand Rapids
- State / country code
- MI
- Postal code
- 49546
Seller — prior-sale row 7, entry 1
- Name
- TANIS S HOOKER IRRE DISCRETIONARY TRUST
- Street
- 3333 Deposit Drive Northeast
- City
- Grand Rapids,
- State / country code
- MI
- Postal code
- 49546
Seller — prior-sale row 8, entry 1
- Name
- DAVID S HOOKER TRUST
- Street
- 3333 Deposit Drive Northeast
- City
- Grand Rapids
- State / country code
- MI
- Postal code
- 49546
Seller — prior-sale row 9, entry 1
- Name
- TANIS S HOOKER IRRE DISCRETIONARY TRUST
- Street
- 3333 Deposit Drive Northeast
- City
- Grand Rapids
- State / country code
- MI
- Postal code
- 49546
Seller — prior-sale row 10, entry 1
- Name
- DAVID S HOOKER TRUST
- Street
- 3333 Deposit Drive Northeast
- City
- Grand Rapids
- State / country code
- MI
- Postal code
- 49546
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 07/01/2026
- Signed
- /s/ David S. Hooker
- Plan adoption dates
- 01/26/2026
Company context
We are a bank holding company headquartered in Grand Rapids, Michigan and registered under the Bank Holding Company Act of 1956, as amended (the “BHC Act”). We operate our business primarily through our wholly-owned banking subsidiary, Northpointe Bank. We emphasize to our employees and clients that our specialized business lines differentiate us as a business that has the added benefit of being a bank. Our Bank was founded in 1999 as a focused mortgage portfolio lender primarily operating in the midwestern states of Michigan, Ohio and Indiana. Since then, we have evolved, and our business now offers a nationwide mortgage purchase program, residential mortgage loans, digital deposit banking to our retail customers and custodial deposit services to our loan servicing clients, which we believe is unique for a bank. We believe we are recognized in the market for the methods we utilize to acquire new borrowers and for our ability to provide simple, fast, and trusted digital solutions to borrowers in the mortgage banking marketplace. Our delivery systems are primarily digital and are available to clients nationwide; and we provide our staff with loan production offices across 23 cities in 15 states and support them through our centralized operating center in Grand Rapids, Michigan. Our nationwide presence has enabled us to have clients in all 50 states and the District of Columbia. As of September 30, 2024, we had $5.4 billion in assets, $4.8 billion in gross loans, including held
Current securities
Recent company filings
- Other EventsOct 28, 2026
- Other EventsOct 26, 2026
- Results of Operations and Financial Condition · Costs Associated with Exit or Disposal Activities · Regulation FD DisclosureOct 20, 2026
- Other EventsOct 6, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsAug 28, 2026