Notice of Proposed Sale · 144
FIGURE TECHNOLOGY SOLUTIONS INC
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Figure Technology Solutions, Inc.
- Issuer CIK
- 0002064124
- SEC file number
- 001-42829
- Phone
- 9177898049
- Person for whose account securities are to be sold
- Figure Investments, LLC
- Relationships to issuer
- Shareholder
- Street
- 100 West Liberty Street
- Street (continued)
- Suite 600
- City
- Reno
- State / country code
- NV
- Postal code
- 89501
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 3,000,000 | 114,810,000 | 185,672,153 | 09/09/2026 | Nasdaq | Merrill Lynch |
Broker / market maker — proposed row 1, entry 1
- Name
- Merrill Lynch
- Street
- 555 California Street
- Street (continued)
- 18th Floor
- City
- San Francisco
- State / country code
- CA
- Postal code
- 94104
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 04/30/2018 | Private Placement | Issuer | 3,000,000 | N | 04/30/2018 | Cash |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 09/09/2026
- Signed
- Andre G. Levi
Company context
Figure Technology Solutions, Inc. (Nasdaq: FIGR; OPEN: FGRS) is the leading blockchain-native capital marketplace for the origination, funding, sale and trading of tokenized assets. More than 480 partners use its loan origination system and capital marketplace. Collectively, Figure and its partners have originated over $30 billion of loans to date, among other products. The fastest growing components are Figure Connect, its consumer credit marketplace, and Democratized Prime, Figure’s on-chain lend-borrow marketplace. Figure’s ecosystem also includes DART (Digital Asset Registry Technology) for asset custody and lien perfection, and $YLDS, an SEC-registered yield-bearing stablecoin security that operates as a tokenized money market fund.