Notice of Proposed Sale · 144
Live Oak Bancshares, Inc.
LOBNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Live Oak Bancshares, Inc.
- Issuer CIK
- 0001462120
- SEC file number
- 001-37497
- Phone
- 910-790-5867
- Person for whose account securities are to be sold
- Moroz Mark Michael
- Relationships to issuer
- Officer
- Street
- 1741 TIBURON DRIVE
- City
- WILMINGTON
- State / country code
- NC
- Postal code
- 28403
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Voting Common Stock | 6,100 | 257,298.00 | 46,262,391 | 07/28/2026 | NYSE | Charles Schwab Corp. |
Broker / market maker — proposed row 1, entry 1
- Name
- Charles Schwab Corp.
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Voting Common Stock | 08/27/2021 | Restricted Stock Award | Issuer | 3,000 | N | 08/27/2021 | Equity Compensation |
| Voting Common Stock | 02/12/2024 | Restricted Stock Award | Issuer | 3,100 | N | 02/12/2024 | Equity Compensation |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 07/28/2026
- Signed
- Mark M Moroz