Notice of Proposed Sale · 144
PONY AI INC
PYAIFOTCEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- PONY AI INC.
- Issuer CIK
- 0001969302
- SEC file number
- 001-42409
- Phone
- 86-020-3466-7656
- Person for whose account securities are to be sold
- Jun Peng
- Relationships to issuer
- Director & Officer
- Street
- 1301 Pearl Development Bldg. 1
- Street (continued)
- Mingzhu 1st ST, Hengli TWN, Nansha DIST
- City
- Guangzhou
- State / country code
- F4
- Postal code
- 511458
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| ADS (each ADS represents one Class A ordinary share) | 3,000,000 | 19,620,000 | 354,095,390 | 09/30/2026 | Nasdaq | Goldman Sachs & Co. LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Goldman Sachs & Co. LLC
- Street
- 200 West Street
- City
- New York
- State / country code
- NY
- Postal code
- 10282
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Ordinary Share | 11/30/2016 | ESOP | Pony AI Inc. | 3,000,000 | N | 11/30/2016 | Cash |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Remarks
In accordance with the procedures described in the Commission's interpretive letter to Goldman, Sachs & Co. dated December 20, 1999 and the Commission's interpretative letter to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc. dated December 1, 2011, the ADSs disclosed in Sec 3(c) are subject to a prepaid forward sale contract (aka "collar financing") between MyKornucopia Limited ("MyKornucopia") and Goldman Sachs International ("GS"). The contract provides for cash payment to MyKornucopia based on the then-current market price of the ADSs. Upon expiration of the contract, MyKornucopia will settle with cash payment or by delivering required number of shares. MyKornucopia pledged 3,000,000 Class B ordinary shares to secure its obligations. Any hedging activity under the contract will be conducted by broker name in Sec 3(b). Jun Peng is not directly selling shares referenced in this Form 144 but is filing as owner of MyKornucopia.
Notice signature
- Notice date
- 09/30/2026
- Signed
- Goldman Sachs & Co. LLC on behalf of Jun Peng