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BCS

Current Report · Items 1.01, 2.03, 3.02, 7.01, 9.01 · 8-K

NextBoat Inc.

NXBNYSE_AMERICANEQUITYCurrent

Entry into a Material Definitive Agreement · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement · Unregistered Sales of Equity Securities · Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On October 29, 2026, the Company issued a press release announcing the financing described in Item 1.01 of this Current Report on Form 8-K. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.…

Filed Oct 29, 2026Accepted Oct 29, 2026, 9:05 AM EDTCIK 2067767Accession 0001493152-26-049199
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Company context

We are a premier yacht and boat dealership specializing in the buying, selling, and wholesaling of yachts and boats. Founded in 2012, we have grown into a go-to wholesaler in the industry, recognized for its innovation, expertise, and expansive operations. We have been named one of the 500 fastest-growing companies in the United States by Inc. 500 for two consecutive years and are consistently ranked as a Top 100 Dealer in the USA by Boating Industry, a magazine for boating professionals. Today, NXB generates over $120 million in annual boat and yacht sales, operating across eight locations with a team of 100 sales representatives who transact on more than 400 vessels each year. Our success is built on a commitment to excellence, emphasizing the hiring of highly skilled professionals who embody integrity and a passion for the boating industry. By prioritizing relationship-building and ensuring client satisfaction, NXB believes that we have established ourselves as the go-to wholesaler in the industry.

Current securities

Recent company filings

  1. Entry into a Material Definitive Agreement · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet ArrangementOct 19, 2026
  2. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 9, 2026
  3. 3 filingOct 8, 2026
  4. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD DisclosureSep 29, 2026
  5. Regulation FD DisclosureSep 4, 2026

Registered securities in this filing

NextBoat Inc. · 8-K · Filed 2026-10-29

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock, $0.001 par value

Symbol
NXB
Exchange
NYSEAMER
Classification
COMMON
Status
Current
Filing context

Context: AsOf2026-10-23

Dimensions: Not supplied

Accession 000149315226049199 · 1 registered-security cover member

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Disclosure sections

Items 1.01, 2.03, 3.02, 7.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 7.01Item 7.01 - Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure. On October 29, 2026, the Company issued a press release announcing the financing described in Item 1.01 of this Current Report on Form 8-K. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Item 7.01, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such a filing. Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Exhibits Number 4.1 Form of Common Stock Purchase Warrant to be issued by NextBoat Inc. to RLLT Capital, LLC. 10.1* Revolving Credit Agreement, dated as of October 23, 2026, by and among Off The Hook Yacht Sales NC, LLC, NextBoat Inc. and RLLT Capital, LLC (including the form of Revolving Promissory Note attached as Exhibit A thereto). 10.2* Stock Pledge Agreement, dated as of October 23, 2026, by and among Ruegg Capital Group, Inc., Jason Ruegg, RLLT Capital, LLC and NextBoat Inc. 99.1 Press Release, dated October 29, 2026. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). * Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) the type that the registrant treats as private or confidential.
Filed exhibits (2)
EX-4.1 (by filename) ex4-1.htm

Exhibit 4.1 EXECUTION VERSION NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES. COMMON STOCK PURCHASE WARRANT NEXTBOAT INC. Warrant Shares: 100,000 | Issuance Date: October [●], 2026 THIS WARRANT TO PURCHASE COMMON STOCK (the “ Warrant ”) certifies that, for value received, RLLT Capital, LLC, a North Carolina limited liability company, or its permitted assigns (the “ Holder ”), is entitled, upon the terms and subject to the limitations on exercis…

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EX-99.1 (by filename) ex99-1.htm

Exhibit 99.1 NextBoat Secures Financing to Support Growth and Sharpen Focus on Its Core Pre-Owned Boat Business WILMINGTON, NC / ACCESS Newswire / October 29, 2026 / NextBoat Inc. (NYSE American: NXB) (“NextBoat” or the “Company”), today announced that it has secured up to $7.2 million in debt financing to support its growth and investment in pre-owned boat inventory. The financing consists of a $5.0 million revolving line of credit and up to $2.2 million in bridge financing. NextBoat intends to deploy the capital primarily to acquire pre-owned boats, support wholesale transactions and provide additional flexibility as the Company executes its strategy. Additional information regarding the financing is included in the Company’s Current Reports on Form 8-K filed with the Securities and Exchange Commission. “Since stepping into the CEO role, I’ve made capital allocation a priority,” said Ross Tannenbaum, Chief Executive Officer of NextBoat. “We chose to pursue debt financing for this growth capital because we believe it provides an opportunity to invest in our business while limiting the dilution that would result from a common stock offering.” Building a Nationwide Boat Trading…

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