Changes in Beneficial Ownership · 4
Swarmer, Inc
SWMRNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
tm2626938-6_4seq1.xml
Filing details
- Report period
- 2026-10-01
- Issuer
- Swarmer, Inc
- Issuer CIK
- 0002092574
- Trading symbol
- SWMR
Reporting owner 1
- Name
- WAGENHEIM PHILIP
- Reporting owner CIK
- 0001405684
- Relationship
- Director
- Address
- C/O SWARMER, INC, 4515 SETON CENTER PKWY #330, AUSTIN, TX, 78759
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | 16.38 | 2026-10-01 | A · Form 4 | 6,428 | A | 0 | [F1] | 2036-10-01 | Common Stock | 6,428 | 6,428 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Footnotes
- F1
- The shares underlying this option shall vest in full on the earlier of (i) the one-year anniversary of the grant date and (ii) the Issuer's 2027 Annual Meeting.↩ 1
Signature 1
- Signed
- /s/ Kostantinos Skordalos, Attorney-in-Fact for Philip Wagenheim
- Date
- 2026-10-02
Company context
Swarmer™ (Nasdaq: SWMR) is a defense technology company that specializes in vendor-agnostic software which allows one operator to intuitively control hundreds of autonomous platforms in real time. Swarmer’s primary mission areas include autonomous swarm coordination, integration of multi-domain unmanned systems and AI-powered autonomy software for distributed operations. Swarmer is not a drone manufacturer and does not depend on any single platform, supplier or hardware lifecycle. Instead, Swarmer operates at the intelligence layer, developing autonomy, coordination and decision-making software that enables large numbers of low-cost unmanned systems to operate collectively as one coherent, resilient force. Swarmer’s technology has been rigorously validated in real-world kinetic environments and was first deployed in combat operations in Ukraine in April 2024. Since then, it has completed more than 100,000 combat missions, generating terabytes of proprietary data that informs its machine-learning models and enables the replication of advanced pilot performance at scale. Swarmer’s routine use in combat missions generates continuous streams of telemetry, sensor data and operational feedback which are then used to refine performance, increase resilience and accelerate learning. Swarmer has headquarters in Austin, Texas, and maintains operations and teams in Ukraine, Poland and Estonia. For more information, visit www.swarmer.com.