Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing On October 20, 2026, ARC Group Securities Acquisition I (the “Company”) received a written notice from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that since the Company’s aggregate market value of its outstanding warrants was less than $1 millio…
Filed Oct 23, 2026Accepted Oct 23, 2026, 4:51 PM EDTCIK 2094712Accession 0001493152-26-048253
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Item 3.01Item 3.01 - Notice of Delisting
Item
3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On
October 20, 2026, ARC Group Securities Acquisition I (the “Company”) received a written notice from the Listing Qualifications
Department of The Nasdaq Stock Market (“Nasdaq”) indicating that since the Company’s aggregate market value of its
outstanding warrants was less than $1 million, the Company’s warrants are no longer in compliance with the Nasdaq Global Market
continued listing criteria set forth in the Nasdaq Listing Rule 5452(b)(C), which requires the Company to maintain an aggregate market
value of its outstanding warrants of at least $1 million (the “Notice”).
The
Notice additionally indicates that, pursuant to the Listing Rules, the Company has 45 calendar days to submit a plan to regain compliance,
and that the Company’s plan must be submitted to Nasdaq no later than December 4, 2026. If Nasdaq accepts the Company’s plan,
Nasdaq may grant the Company an extension of up to 180 calendar days from the date of the Notice, or until April 18, 2027, to evidence
compliance. If Nasdaq were to reject the Company’s plan, Nasdaq rules permit the Company to appeal the decision to a hearings panel.
The
Notice serves only as a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of
the Company’s warrants on the Nasdaq Global Market. Additionally, the Notice relates only to the Company’s warrants and will
have no effect on the listing or trading of the Company’s other securities. The Company intends to submit a plan to regain compliance
within the 45 calendar day submission period, and, if Nasdaq accepts the plan to regain compliance, to subsequently regain compliance
with Rule 5452(b)(C) within the compliance period granted by Nasdaq. While the Company is exercising diligent efforts to maintain the
listing of its warrants on the Nasdaq Global Market, there can be no assurance that the Company will be able to regain or maintain compliance
with the aggregate market value of outstanding warrants requirement of the Nasdaq Global Market. In addition, if the Company does not
regain compliance by the end of the compliance period granted by Nasdaq, Nasdaq could provide notice that the Company’s warrants
will become subject to delisting. In the event the Company receives notice that its warrants are being delisted, Nasdaq rules permit
the Company to appeal any delisting determination by the Nasdaq staff to a hearings panel.