Item 8.01 Other Events As previously disclosed by the Company in its Current Report on Form 8-K, as filed with the U.S. Securities and Exchange Commission (the “SEC”) on January 30, 2026 (the “IPO Closing 8-K”), the Company consummated its initial public offering (the “IPO”) on January 28, 2026, resulting in the issuance of an aggregate of 25,300,000 units (the “Units”).…
Filed Feb 3, 2026Accepted Feb 3, 2026, 4:30 PM ESTCIK 2098712Accession 0001193125-26-035674
GigCapital9 Corp. (Nasdaq: GIX) is a Private-to-Public Equity (PPE)™ Mentor Investor™ focused on identifying and partnering with innovative, high potential technology companies seeking to access the public capital markets. GigCapital9 is part of the GigCapital Global family of companies, founded on a model that combines capital markets expertise, strategic mentorship, operational experience, and transaction execution capabilities to help advanced technology businesses pursue growth as public companies.
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Item 8.01Item 8.01 - Other Events
Item 8.01 Other Events
As previously disclosed by the Company in its Current Report on Form 8-K, as filed with the U.S. Securities and Exchange Commission (the “SEC”) on January 30, 2026 (the “IPO Closing 8-K”), the Company consummated its initial public offering (the “IPO”) on January 28, 2026, resulting in the issuance of an aggregate of 25,300,000 units (the “Units”). Each Unit consists of one Class A ordinary share of the Company, par value $0.0001 per share (each an “Class A Ordinary Share”), and one right to receive one-fifth of a Class A Ordinary Share (a “Public Right”), with each five rights entitling the holder thereof to receive one Class A Ordinary Share upon the consummation of an initial business combination. The Units were sold at a price of $10.00 per Unit, and the IPO generated gross proceeds to the Company of $253,000,000.
As also previously disclosed in the IPO Closing 8-K, simultaneously with the closing of the IPO, the Company completed the private sale and issuance of an aggregate of 107,500 units (the “Private Placement Units”) to GigAcquisitions9 Corp. (the “Sponsor”), three of the Company’s directors, certain other GigCapital Global advisors and Lynrock Lake Master Fund LP at a price of $9.7374 per unit, generating gross proceeds to the Company of $1,046,771. Each Private Placement Unit consists of one Class A Ordinary Share and one right to receive one-fifth of a Class A Ordinary Share, with each five rights entitling the holder thereof to receive one Class A Ordinary Share upon the consummation of an initial business combination.
In addition, as also previously disclosed in the IPO Closing 8-K, simultaneously with the closing of the IPO, the Company completed the private sale and issuance to certain non-managing investors (none of which are affiliated with any member of the Company’s management, the Sponsor or any other investor) of (i) an aggregate of 3,178,430 Class B ordinary shares of the Company, par value of $0.0001 per share (“Class B Ordinary Shares”) at a price of $0.023254 per share and (ii) an aggregate of 281,454 Private Placement Units at a price of $9.7374 per unit, generating gross proceeds to the Company of $2,814,541.
A total of $253,000,000 of the proceeds received by the Company from the IPO and the above-described private placements, were placed in a U.S.-based trust account at JPMorgan Chase Bank, N.A. maintained by Continental Stock Transfer & Trust Company, acting as trustee.
An audited balance sheet as of January 28, 2026, reflecting receipt of the proceeds upon consummation of the IPO, and the sale of the Private Placement Units and Class B Ordinary Shares has been issued by the Company and is included as Exhibit 99.1 to this Current Report on Form 8-K.
Filed exhibits (1)
EX-99.1 (by filename) d51933dex991.htm
Exhibit 99.1
GigCapital9 Corp.
Index to Balance Sheet and Notes to Balance Sheet
Report of Independent Registered Public Accounting Firm (PCAOB ID: 2
207)
Balance Sheet 3
Notes to Balance Sheet 4
1
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Board of Directors and
Shareholders of
GigCapital9 Corp.
Opinion on the Financial Statements
We have audited the accompanying balance sheet of GigCapital9 Corp. (a Cayman Islands exempted company) (the “Company”) as of January 28,
2026, and the related notes (collectively referred to as the “financial statement”). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of January 28, 2026, in
conformity with accounting principles generally accepted in the United States of America.
Basis for Opinion
The financial statement is the responsibility of the Company’s management. Our responsibility is to express an opinion on the Company’s financial
statement based on our audit. We are a public accounting firm registered with the Publi…