Initial Beneficial Ownership · 3
GigCapital9 Corp.
GIXNASDAQEQUITYCurrent
Initial Beneficial Ownership
Structured filing — 3
primary_doc.xml
Filing details
- Report period
- 2025-01-28
- Issuer
- GigCapital9 Corp.
- Issuer CIK
- 0002098712
- Trading symbol
- GIX
Reporting owner 1
- Name
- Horowitz Raanan
- Reporting owner CIK
- 0001847202
- Relationship
- Director
- Address
- C/O GIGCAPITAL9 CORP., 1731 EMBARCADERO RD., SUITE 200, PALO ALTO, CA, 94303
Non-derivative holdings
| Security | Amount owned | Ownership |
|---|---|---|
| Class A ordinary shares | 7,500[F1] | D |
Table key
- D
- Direct
Derivative holdings
| Security | Conversion / exercise price | Exercisable | Expires | Underlying security | Underlying shares | Ownership |
|---|---|---|---|---|---|---|
| Class B ordinary shares | [F3] | [F3] | [F3] | Class A ordinary shares | 91,685[F2] | D |
| Rights | [F4] | [F4] | [F4] | Class A ordinary shares | 1,500 | D |
Table key
- D
- Direct
Footnotes
- F1
- Includes 7,500 Class A ordinary shares underlying the private placement units purchased concurrently with the consummation of the initial public offering. Each private placement unit consisting of one Class A ordinary share and one right to receive one-fifth of one Class A ordinary share upon the completion of the Issuer's initial business combination.↩ 1
- F2
- As a result of the underwriters' full exercise of the over-allotment option to purchase 3,300,000 units on January 27, 2026, no such shares are subject to forfeiture.↩ 1
- F3
- As described in the Issuer's registration statement on Form S-1, as amended (File No. 333-291869) under the heading "Description of Securities-Ordinary Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination or earlier at the option of the holder on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.↩ 1↩ 2↩ 3
- F4
- Includes 7,500 rights underlying the private placement units, which were sold in a private placement taking place simultaneously with the Issuer's initial public offering. Each right is exchangeable for one-fifth of one Class A ordinary share upon the completion of the Issuer's initial business combination.↩ 1↩ 2↩ 3
Signature 1
- Signed
- Raanan I. Horowitz
- Date
- 2026-02-02
Company context
GigCapital9 Corp. (Nasdaq: GIX) is a Private-to-Public Equity (PPE)™ Mentor Investor™ focused on identifying and partnering with innovative, high potential technology companies seeking to access the public capital markets. GigCapital9 is part of the GigCapital Global family of companies, founded on a model that combines capital markets expertise, strategic mentorship, operational experience, and transaction execution capabilities to help advanced technology businesses pursue growth as public companies.