Skip to content
Baker Capital StrategiesMARKETS. FILINGS. PERSPECTIVE.
Powered by THEMA

BAKER CAPITAL STRATEGIES

Get the free weekly BCS email.

Selected company filings and market updates, delivered by email. Your first report will follow soon.

  • Your weekly BCS reportMarket updates and links to filings you can explore.
  • THEMA at launchWe’ll send directions for setting up your filing alerts when THEMA officially opens.

One signup for the weekly email and your free THEMA Basic account at launch.

Already registered or a CSW member?Log in to THEMA →

At least 8 characters. This also creates your free THEMA account for launch.

You’re signing up for the weekly BCS email and THEMA launch/setup updates. Unsubscribe using the link in any email. Privacy policy · Terms

BCS

Changes in Beneficial Ownership · 4

ERock, Inc.

EROCNYSEEQUITYCurrent

Changes in Beneficial Ownership

Filed Jun 15, 2026Accepted Jun 15, 2026, 7:57 PM EDTFiling CIK 2110029Accession 0001193125-26-271483
Share

Structured filing — 4

ownership.xml

Open full document ↗

Filing details

Report period
2026-06-11
Issuer
ERock, Inc.
Issuer CIK
0002110029
Trading symbol
EROC

Reporting owner 1

Name
Kobler Hans
Reporting owner CIK
0001407324
Relationship
Director · 10% owner
Address
600 THIRD AVENUE, 38TH FLOOR, NEW YORK, NY, 10016

Non-derivative transactions

Non-derivative transactions · 2 reported rows
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnershipNature of ownership
Class A Common Stock2026-06-11J · Form 4[F2]19,350,897A[F2]19,350,897ISee Footnotes[F1][F4][F5]
Class B Common Stock2026-06-11J · Form 4[F6]6,041,206[F7]D[F6]83,355,210ISee Footnotes[F3][F4][F5]
Table key
J · Form 4
Other acquisition or disposition; see explanation
A
Acquired
I
Indirect
D
Disposed

Derivative transactions

Derivative transactions · 1 reported row
SecurityConversion / exercise price (USD)Transaction dateCodeAmountA / DPrice (USD)ExercisableExpiresUnderlying securityUnderlying sharesOwned afterOwnershipNature of ownership
Class B Units[F8]2026-06-11S · Form 4[F6]6,041,206D[F6][F8][F8]Class A Common Stock6,041,20683,355,210ISee Footnotes[F3][F4][F5]
Table key
S · Form 4
Sale on the market or privately
D
Disposed
I
Indirect

Footnotes

F1
These securities are directly held by Energy Impact Fund (FT-B) LP ("FT-B").↩ 1
F2
In connection with the Issuer's initial public offering of Class A common stock (the "Offering"), EIF ER Blocker LLC ("EIF ER Blocker") merged with and into the Issuer pursuant to the Blocker Mergers (as defined in the Issuer's prospectus filed with Securities and Exchange Commission on June 10, 2026 (the "Prospectus")). As a result of the merger, 20,751,551 Class A Units held by EIF ER Blocker were cancelled, and as consideration pursuant to the Blocker Mergers, FT-B received 19,350,897 shares of Class A Common Stock and approximately $27.8 million in cash from the net proceeds from the closing of the Offering.↩ 1↩ 2
F3
These securities are directly held by EIP Flagship Fund I ER Holdings LLC ("Flagship").↩ 1↩ 2
F4
Each of EIF ER Holdings LLC ("EIF ER Holdings", as the sole owner of Flagship), Energy Impact Fund (FT-D) LP ("FT-D", as owner of EIF ER Holdings), Energy Impact Partners LLC ("EIP LLC", as the managing member of EIF ER Holdings and the general partner of FT-D) and the Reporting Person, a nominee to the Issuer's Board of Directors ("Board") (as the managing member of EIP LLC), may also be deemed to be the beneficial owners having shared voting power and shared investment power of the securities held by Flagship. Each of FT-B, EIP LLC (as the general partner of FT-B) and the Reporting Person (as the managing member of EIP LLC) may also be deemed to be the beneficial owners having shared voting power and shared investment power of the securities held by FT-B. Voting and investment decisions with respect to the securities described in this Form 4 are made by the investment committee of EIP LLC, which is comprised of seven individuals, including the Reporting Person,↩ 1↩ 2↩ 3
F5
(Continued from footnote 4) Lindsay Luger and Sameer Reddy, each of whom is a nominee to the Issuer's Board. Each member of this investment committee disclaims beneficial ownership of all securities described by Form 4 except to the extent of his or her pecuniary interest therein.↩ 1↩ 2↩ 3
F6
The Issuer used approximately $119.9 million of the net proceeds from the closing of the Offering to purchase 6,041,206 Class B Units from Flagship. An equal number of shares of the Issuer's Class B common stock were cancelled in connection with the repurchase of the Class B Units.↩ 1↩ 2↩ 3↩ 4
F7
Shares of the Issuer's Class B common stock ("Class B Common Stock") have no economic value and have one vote per share. One share of Class B Common Stock is issued for each Class B Unit ("Class B Units") of Enchanted Rock Holdings, LLC ("ER Holdings") held. Upon an exchange of Class B Units for shares of the Issuer's Class A common stock ("Class A Common Stock"), an equivalent number of shares of Class B Common Stock held by such holder will be automatically cancelled.↩ 1
F8
The Class B Units are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock.↩ 1↩ 2↩ 3

Signature 1

Signed
/s/ Daniel Reichert, as attorney-in-fact for Hans Kobler
Date
2026-06-15

Company context

We are a vertically integrated company that designs, deploys, operates and maintains multi-purpose distributed power systems, consisting of our proprietary, low emission, quick-response natural gas generator and embedded software technology, for our customers. Our resilient, cost-effective, modular power systems can be rapidly deployed at a scale of more than 1 GW to meet our customers’ full range of power needs, including bridge, backup and dispatchable power applications, and are supported by our operations and maintenance (“O&M”) and asset management services. We deploy our systems in three applications: bridge (prime-to-backup), backup (resiliency) and dispatchable (flexible capacity) power.

Current securities

Recent company filings

  1. SCHEDULE 13G/A - filed by McAndrew Walter Thomas Jr. regarding ERock, Inc.Sep 4, 2026
  2. SCHEDULE 13G - filed by McAndrew Walter Thomas Jr. regarding ERock, Inc.Aug 14, 2026
  3. 10-Q filingAug 12, 2026
  4. Results of Operations and Financial ConditionAug 11, 2026
  5. SCHEDULE 13D - filed by Energy Impact Partners LLC regarding ERock, Inc.Jun 18, 2026

Privacy choices

BCS measures page use with Google Analytics using regional consent settings. You can change your preference here. Charts and market data remain available.

Essential functions — always available. Security, navigation, registration and remembering these choices.

Audience analytics

Analytics cookies are off by default for visitors Google identifies in the EEA, UK or Switzerland until allowed. Limited measurement without analytics cookies may still occur under those regional defaults.

TradingView charts, quotes and the economic calendar load automatically as page content. TradingView receives network and browser information and may collect its own usage analytics. This choice controls BCS’s Google Analytics only.

Google advertising is not enabled. Direct sponsor links do not load advertising trackers on BCS.

Turning analytics off stops future Google Analytics activity here. It does not erase information already received by the provider. Read the privacy policy.