Changes in Beneficial Ownership · 4
ERock, Inc.
EROCNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-06-11
- Issuer
- ERock, Inc.
- Issuer CIK
- 0002110029
- Trading symbol
- EROC
Reporting owner 1
- Name
- Kobler Hans
- Reporting owner CIK
- 0001407324
- Relationship
- Director · 10% owner
- Address
- 600 THIRD AVENUE, 38TH FLOOR, NEW YORK, NY, 10016
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2026-06-11 | J · Form 4[F2] | 19,350,897 | A | [F2] | 19,350,897 | I | See Footnotes[F1][F4][F5] |
| Class B Common Stock | 2026-06-11 | J · Form 4[F6] | 6,041,206[F7] | D | [F6] | 83,355,210 | I | See Footnotes[F3][F4][F5] |
Table key
- J · Form 4
- Other acquisition or disposition; see explanation
- A
- Acquired
- I
- Indirect
- D
- Disposed
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Units | [F8] | 2026-06-11 | S · Form 4[F6] | 6,041,206 | D | [F6] | [F8] | [F8] | Class A Common Stock | 6,041,206 | 83,355,210 | I | See Footnotes[F3][F4][F5] |
Table key
- S · Form 4
- Sale on the market or privately
- D
- Disposed
- I
- Indirect
Footnotes
- F1
- These securities are directly held by Energy Impact Fund (FT-B) LP ("FT-B").↩ 1
- F2
- In connection with the Issuer's initial public offering of Class A common stock (the "Offering"), EIF ER Blocker LLC ("EIF ER Blocker") merged with and into the Issuer pursuant to the Blocker Mergers (as defined in the Issuer's prospectus filed with Securities and Exchange Commission on June 10, 2026 (the "Prospectus")). As a result of the merger, 20,751,551 Class A Units held by EIF ER Blocker were cancelled, and as consideration pursuant to the Blocker Mergers, FT-B received 19,350,897 shares of Class A Common Stock and approximately $27.8 million in cash from the net proceeds from the closing of the Offering.↩ 1↩ 2
- F4
- Each of EIF ER Holdings LLC ("EIF ER Holdings", as the sole owner of Flagship), Energy Impact Fund (FT-D) LP ("FT-D", as owner of EIF ER Holdings), Energy Impact Partners LLC ("EIP LLC", as the managing member of EIF ER Holdings and the general partner of FT-D) and the Reporting Person, a nominee to the Issuer's Board of Directors ("Board") (as the managing member of EIP LLC), may also be deemed to be the beneficial owners having shared voting power and shared investment power of the securities held by Flagship. Each of FT-B, EIP LLC (as the general partner of FT-B) and the Reporting Person (as the managing member of EIP LLC) may also be deemed to be the beneficial owners having shared voting power and shared investment power of the securities held by FT-B. Voting and investment decisions with respect to the securities described in this Form 4 are made by the investment committee of EIP LLC, which is comprised of seven individuals, including the Reporting Person,↩ 1↩ 2↩ 3
- F5
- (Continued from footnote 4) Lindsay Luger and Sameer Reddy, each of whom is a nominee to the Issuer's Board. Each member of this investment committee disclaims beneficial ownership of all securities described by Form 4 except to the extent of his or her pecuniary interest therein.↩ 1↩ 2↩ 3
- F6
- The Issuer used approximately $119.9 million of the net proceeds from the closing of the Offering to purchase 6,041,206 Class B Units from Flagship. An equal number of shares of the Issuer's Class B common stock were cancelled in connection with the repurchase of the Class B Units.↩ 1↩ 2↩ 3↩ 4
- F7
- Shares of the Issuer's Class B common stock ("Class B Common Stock") have no economic value and have one vote per share. One share of Class B Common Stock is issued for each Class B Unit ("Class B Units") of Enchanted Rock Holdings, LLC ("ER Holdings") held. Upon an exchange of Class B Units for shares of the Issuer's Class A common stock ("Class A Common Stock"), an equivalent number of shares of Class B Common Stock held by such holder will be automatically cancelled.↩ 1
Signature 1
- Signed
- /s/ Daniel Reichert, as attorney-in-fact for Hans Kobler
- Date
- 2026-06-15
Company context
We are a vertically integrated company that designs, deploys, operates and maintains multi-purpose distributed power systems, consisting of our proprietary, low emission, quick-response natural gas generator and embedded software technology, for our customers. Our resilient, cost-effective, modular power systems can be rapidly deployed at a scale of more than 1 GW to meet our customers’ full range of power needs, including bridge, backup and dispatchable power applications, and are supported by our operations and maintenance (“O&M”) and asset management services. We deploy our systems in three applications: bridge (prime-to-backup), backup (resiliency) and dispatchable (flexible capacity) power.
Current securities
Recent company filings
- SCHEDULE 13G/A - filed by McAndrew Walter Thomas Jr. regarding ERock, Inc.Sep 4, 2026
- SCHEDULE 13G - filed by McAndrew Walter Thomas Jr. regarding ERock, Inc.Aug 14, 2026
- 10-Q filingAug 12, 2026
- Results of Operations and Financial ConditionAug 11, 2026
- SCHEDULE 13D - filed by Energy Impact Partners LLC regarding ERock, Inc.Jun 18, 2026