Notice of Proposed Sale · 144
SCHWAB CHARLES CORP
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- SCHWAB CHARLES CORP
- Issuer CIK
- 0000316709
- SEC file number
- 001-09700
- Phone
- 817-859-5000
- Person for whose account securities are to be sold
- Schwab-Pomerantz Carolyn
- Relationships to issuer
- Director
- Street
- 3000 SCHWAB WAY
- City
- WESTLAKE
- State / country code
- TX
- Postal code
- 76262
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| COMMON | 18,561 | 1,999,016.00 | 1,739,135,507 | 08/05/2026 | NYSE | THE CHARLES SCHWAB CORPORATION |
Broker / market maker — proposed row 1, entry 1
- Name
- THE CHARLES SCHWAB CORPORATION
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Donor acquired | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|---|
| COMMON | 02/14/2022 | GIFT | CHARLES R SCHWAB | 18,561 | Y | 11/26/1986 | 02/14/2022 | NA |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| CAROLYN SCHWAB POMERANTZ | COMMON | 07/28/2026 | 22,650 | 2,394,400.00 |
| CAROLYN SCHWAB POMERANTZ | COMMON | 08/04/2026 | 22,640 | 2,408,035.00 |
Seller — prior-sale row 1, entry 1
- Name
- CAROLYN SCHWAB POMERANTZ
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Seller — prior-sale row 2, entry 1
- Name
- CAROLYN SCHWAB POMERANTZ
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
FULL ACCOUN TITLE: CAROLYN SCHWAB POMERANTZ TTEE THE POMERANTZ REV. TRUST,WSP DTD 06/24/02
Notice signature
- Notice date
- 08/05/2026
- Signed
- Carolyn Schwab Pomerantz
Company context
The Charles Schwab Corporation (NYSE: SCHW) is a leading provider of financial services, with 38.0 million active brokerage accounts, 5.6 million workplace plan participant accounts, 2.2 million banking accounts, and $11.59 trillion in client assets. Through its operating subsidiaries, the company provides a full range of wealth management, securities brokerage, banking, asset management, custody, and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, https://www.sipc.org), and its affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; referrals to independent, fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor ServicesTM. Its primary banking subsidiary, Charles Schwab Bank, SSB (member FDIC and an Equal Housing Lender), provides banking and lending services and products. More information is available at https://www.aboutschwab.com.