Notice of Proposed Sale · 144
Ally Financial Inc.
ALLYNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- ALLY FINANCIAL INC.
- Issuer CIK
- 0000040729
- SEC file number
- 001-03754
- Phone
- (866) 710-4623
- Person for whose account securities are to be sold
- STEPHANIE RICHARD
- Relationships to issuer
- Officer
- Street
- 500 Woodward Avenue, Floor 10
- City
- Detroit
- State / country code
- MI
- Postal code
- 48226
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 5,000 | 221,168.00 | 304,199,693 | 08/04/2026 | NYSE | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 02/01/2022 | Performance Shares | Issuer | 2,795 | N | 02/01/2022 | Not Applicable |
| Common | 01/28/2023 | Restricted Stock | Issuer | 2,205 | N | 01/28/2023 | Not Applicable |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| STEPHANIE RICHARD | Common | 05/15/2026 | 5,000 | 210,708.00 |
Seller — prior-sale row 1, entry 1
- Name
- STEPHANIE RICHARD
- Street
- 500 Woodward Avenue, Floor 10
- City
- Detroit
- State / country code
- MI
- Postal code
- 48226
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 08/04/2026
- Signed
- /s/ Stephanie N Richard
- Plan adoption dates
- 01/30/2026
Company context
Inc. Ally Financial Inc. (NYSE: ALLY) includes the nation’s largest all-digital bank and auto finance business, driven by a mission to “Do It Right” for its customers and communities. Ally is a U.S. financial holding company with $203 billion in assets and 9.7 million customers (as of September 30, 2026). Ally Bank, Member FDIC, offers online banking products, including high-yield savings and no hidden fee checking, and was the first major U.S. bank to eliminate overdraft fees. Ally also provides investing solutions through Ally Invest, including online brokerage, automated investing, IRAs and personal advice. As a leader in auto finance, Ally provides consumer and dealer financing, insurance, and vehicle remarketing services. Ally’s seasoned corporate finance business provides capital to equity sponsors and middle-market companies. Visit ally.com