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BCS

Notice of Proposed Sale · 144

Soluna Holdings, Inc.

SLNHNASDAQEQUITYCurrent

Notice of Proposed Sale

Filed Sep 3, 2026Accepted Sep 3, 2026, 11:54 AM EDTFiling CIK 64463Accession 0001959173-26-006693
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Structured filing — 144

primary_doc.xml

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Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer
Soluna Holdings, Inc
Issuer CIK
0000064463
SEC file number
001-40261
Phone
518-218-2500
Person for whose account securities are to be sold
Phelan William P
Relationships to issuer
Director
Street
325 WASHINGTON AVENUE EXTENSION
City
ALBANY
State / country code
NY
Postal code
12205

Securities proposed for sale

Securities proposed for sale · 1 reported row
SecurityProposed unitsAggregate market valueUnits outstandingApproximate sale dateExchangeBroker / market maker
Common12,03712,686.94244,590,57509/03/2026NASDAQFidelity Brokerge Services LLC

Broker / market maker — proposed row 1, entry 1

Name
Fidelity Brokerge Services LLC
Street
245 Summer Street
City
Boston
State / country code
MA
Postal code
02110

Acquisition of securities to be sold

Acquisition of securities to be sold · 10 reported rows
SecurityAcquiredNature of acquisitionAcquired fromAmount acquiredGift transactionPayment dateNature of payment
Common08/10/2016Open Market PurchaseIssuer400N08/10/2016Cash/Check
Common08/24/2016Open Market PurchaseIssuer306N08/24/2016Cash/Check
Common10/31/2016Open Market PurchaseIssuer2,821N10/31/2016Cash/Check
Common11/01/2016Open Market PurchaseIssuer1,180N11/01/2016Cash/Check
Common01/14/2020Stock AwardIssuer700N01/14/2020Compensation
Common02/02/2021Stock AwardIssuer3,090N02/02/2021Compensation
Common03/25/2021Stock AwardIssuer300N03/25/2021Compensation
Common02/01/2023Stock AwardIssuer303N02/01/2023Compensation
Common02/01/2024Stock AwardIssuer799N02/01/2024Compensation
Common03/01/2025Stock AwardIssuer2,138N03/01/2025Compensation

Sales reported in the preceding three months

Sales reported in the preceding three months · 12 reported rows
SellerSecuritySale dateAmount soldGross proceeds
William PhelanPreferred06/17/202610,113108,661.79
William PhelanPreferred06/18/20264,81352,916.41
William PhelanPreferred06/22/20263,07433,791.90
William PhelanPreferred08/19/20265,00063,028.77
William PhelanPreferred08/20/20261,15714,356.73
William PhelanPreferred08/21/20268,843108,667.54
William PhelanPreferred08/24/20265,00058,261.55
William PhelanPreferred08/25/20265,00059,973.00
William PhelanPreferred08/26/20261,86222,479.65
William PhelanPreferred08/27/20268,09997,795.14
William PhelanPreferred08/28/20265,03961,668.27
William PhelanPreferred08/31/20263,18838,492.84

Seller — prior-sale row 1, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 2, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 3, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 4, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 5, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 6, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 7, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 8, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 9, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 10, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 11, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Seller — prior-sale row 12, entry 1

Name
William Phelan
Street
325 Washington Ave
City
Albany
State / country code
NY
Postal code
12205

Prior-sale reporting

Nothing to report for the preceding three months
N

Remarks

Shares to be sold out of the following accounts: -CHATHAM CAPITAL MANAGEMENT FBO WILLIAM P PHELAN 2,000 shares -WILLIAM P PHELAN 7,330 shares -FMT CO CUST IRA ROLLOVER FBO WILLIAM P PHELAN 2,707 shares

Notice signature

Notice date
09/03/2026
Signed
/s/ Christian Nasser as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for William Phelan

Company context

We are currently developing new infrastructure projects intended to support AI and HPC workloads. These efforts include engagement with potential joint venture partners, conducting site and feasibility studies, securing access to power and land, and performing other early-stage development activities.

Current securities

Historical securities (1)

Recent company filings

  1. Regulation FD DisclosureSep 28, 2026
  2. Regulation FD DisclosureSep 14, 2026
  3. Regulation FD DisclosureSep 9, 2026
  4. Regulation FD DisclosureSep 8, 2026
  5. 4 filingSep 1, 2026

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