Notice of Proposed Sale · 144
Soluna Holdings, Inc.
SLNHNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Soluna Holdings, Inc
- Issuer CIK
- 0000064463
- SEC file number
- 001-40261
- Phone
- 518-218-2500
- Person for whose account securities are to be sold
- Phelan William P
- Relationships to issuer
- Director
- Street
- 325 WASHINGTON AVENUE EXTENSION
- City
- ALBANY
- State / country code
- NY
- Postal code
- 12205
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 12,037 | 12,686.94 | 244,590,575 | 09/03/2026 | NASDAQ | Fidelity Brokerge Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerge Services LLC
- Street
- 245 Summer Street
- City
- Boston
- State / country code
- MA
- Postal code
- 02110
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 08/10/2016 | Open Market Purchase | Issuer | 400 | N | 08/10/2016 | Cash/Check |
| Common | 08/24/2016 | Open Market Purchase | Issuer | 306 | N | 08/24/2016 | Cash/Check |
| Common | 10/31/2016 | Open Market Purchase | Issuer | 2,821 | N | 10/31/2016 | Cash/Check |
| Common | 11/01/2016 | Open Market Purchase | Issuer | 1,180 | N | 11/01/2016 | Cash/Check |
| Common | 01/14/2020 | Stock Award | Issuer | 700 | N | 01/14/2020 | Compensation |
| Common | 02/02/2021 | Stock Award | Issuer | 3,090 | N | 02/02/2021 | Compensation |
| Common | 03/25/2021 | Stock Award | Issuer | 300 | N | 03/25/2021 | Compensation |
| Common | 02/01/2023 | Stock Award | Issuer | 303 | N | 02/01/2023 | Compensation |
| Common | 02/01/2024 | Stock Award | Issuer | 799 | N | 02/01/2024 | Compensation |
| Common | 03/01/2025 | Stock Award | Issuer | 2,138 | N | 03/01/2025 | Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| William Phelan | Preferred | 06/17/2026 | 10,113 | 108,661.79 |
| William Phelan | Preferred | 06/18/2026 | 4,813 | 52,916.41 |
| William Phelan | Preferred | 06/22/2026 | 3,074 | 33,791.90 |
| William Phelan | Preferred | 08/19/2026 | 5,000 | 63,028.77 |
| William Phelan | Preferred | 08/20/2026 | 1,157 | 14,356.73 |
| William Phelan | Preferred | 08/21/2026 | 8,843 | 108,667.54 |
| William Phelan | Preferred | 08/24/2026 | 5,000 | 58,261.55 |
| William Phelan | Preferred | 08/25/2026 | 5,000 | 59,973.00 |
| William Phelan | Preferred | 08/26/2026 | 1,862 | 22,479.65 |
| William Phelan | Preferred | 08/27/2026 | 8,099 | 97,795.14 |
| William Phelan | Preferred | 08/28/2026 | 5,039 | 61,668.27 |
| William Phelan | Preferred | 08/31/2026 | 3,188 | 38,492.84 |
Seller — prior-sale row 1, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 2, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 3, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 4, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 5, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 6, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 7, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 8, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 9, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 10, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 11, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Seller — prior-sale row 12, entry 1
- Name
- William Phelan
- Street
- 325 Washington Ave
- City
- Albany
- State / country code
- NY
- Postal code
- 12205
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Shares to be sold out of the following accounts: -CHATHAM CAPITAL MANAGEMENT FBO WILLIAM P PHELAN 2,000 shares -WILLIAM P PHELAN 7,330 shares -FMT CO CUST IRA ROLLOVER FBO WILLIAM P PHELAN 2,707 shares
Notice signature
- Notice date
- 09/03/2026
- Signed
- /s/ Christian Nasser as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for William Phelan
Company context
We are currently developing new infrastructure projects intended to support AI and HPC workloads. These efforts include engagement with potential joint venture partners, conducting site and feasibility studies, securing access to power and land, and performing other early-stage development activities.