Notice of Proposed Sale · 144
3M Company
MMMNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- 3M CO
- Issuer CIK
- 0000066740
- SEC file number
- 001-03285
- Phone
- 6517331110
- Person for whose account securities are to be sold
- Chavez Rodriguez Beatriz Karina
- Relationships to issuer
- Officer
- Street
- 3M CENTER
- Street (continued)
- BLDG. 220-9E-02
- City
- ST PAUL
- State / country code
- MN
- Postal code
- 55144-1000
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 3,635 | 663,429.67 | 515,722,417 | 08/05/2026 | NYSE | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 02/05/2016 | Restricted Stock Vesting | Issuer | 170 | N | 02/05/2016 | Compensation |
| Common | 04/29/2016 | ESPP Purchase | Issuer | 14 | N | 04/29/2016 | Cash |
| Common | 05/31/2016 | ESPP Purchase | Issuer | 14 | N | 05/31/2016 | Cash |
| Common | 06/30/2016 | ESPP Purchase | Issuer | 14 | N | 06/30/2016 | Cash |
| Common | 07/29/2016 | ESPP Purchase | Issuer | 13 | N | 07/29/2016 | Cash |
| Common | 08/31/2016 | ESPP Purchase | Issuer | 13 | N | 08/31/2016 | Cash |
| Common | 01/31/2017 | ESPP Purchase | Issuer | 14 | N | 01/31/2017 | Cash |
| Common | 02/04/2017 | Restricted Stock Vesting | Issuer | 357 | N | 02/04/2017 | Compensation |
| Common | 02/28/2017 | ESPP Purchase | Issuer | 14 | N | 02/28/2017 | Cash |
| Common | 03/31/2017 | ESPP Purchase | Issuer | 12 | N | 03/31/2017 | Cash |
| Common | 04/28/2017 | ESPP Purchase | Issuer | 12 | N | 04/28/2017 | Cash |
| Common | 05/31/2017 | ESPP Purchase | Issuer | 12 | N | 05/31/2017 | Cash |
| Common | 06/30/2017 | ESPP Purchase | Issuer | 12 | N | 06/30/2017 | Cash |
| Common | 08/31/2017 | ESPP Purchase | Issuer | 12 | N | 08/31/2017 | Cash |
| Common | 09/29/2017 | ESPP Purchase | Issuer | 12 | N | 09/29/2017 | Cash |
| Common | 05/31/2018 | ESPP Purchase | Issuer | 12 | N | 05/31/2018 | Cash |
| Common | 06/29/2018 | ESPP Purchase | Issuer | 12 | N | 06/29/2018 | Cash |
| Common | 07/31/2018 | ESPP Purchase | Issuer | 2 | N | 07/31/2018 | Cash |
| Common | 01/31/2019 | ESPP Purchase | Issuer | 13 | N | 01/31/2019 | Cash |
| Common | 02/28/2019 | ESPP Purchase | Issuer | 12 | N | 02/28/2019 | Cash |
| Common | 03/29/2019 | ESPP Purchase | Issuer | 59 | N | 03/29/2019 | Cash |
| Common | 05/31/2019 | ESPP Purchase | Issuer | 13 | N | 05/31/2019 | Cash |
| Common | 07/31/2019 | ESPP Purchase | Issuer | 3 | N | 07/31/2019 | Cash |
| Common | 01/31/2020 | ESPP Purchase | Issuer | 14 | N | 01/31/2020 | Cash |
| Common | 02/07/2020 | Restricted Stock Vesting | Issuer | 217 | N | 02/07/2020 | Compensation |
| Common | 01/29/2021 | ESPP Purchase | Issuer | 15 | N | 01/29/2021 | Cash |
| Common | 02/26/2021 | ESPP Purchase | Issuer | 15 | N | 02/26/2021 | Cash |
| Common | 03/31/2021 | ESPP Purchase | Issuer | 80 | N | 03/31/2021 | Cash |
| Common | 04/30/2021 | ESPP Purchase | Issuer | 14 | N | 04/30/2021 | Cash |
| Common | 05/28/2021 | ESPP Purchase | Issuer | 13 | N | 05/28/2021 | Cash |
| Common | 06/30/2021 | ESPP Purchase | Issuer | 2 | N | 06/30/2021 | Cash |
| Common | 01/31/2022 | ESPP Purchase | Issuer | 25 | N | 01/31/2022 | Cash |
| Common | 02/05/2022 | Restricted Stock Vesting | Issuer | 342 | N | 02/05/2022 | Compensation |
| Common | 02/28/2022 | ESPP Purchase | Issuer | 27 | N | 02/28/2022 | Cash |
| Common | 02/08/2025 | Restricted Stock Vesting | Issuer | 2,050 | N | 02/08/2025 | Compensation |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/05/2026
- Signed
- /s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Beatriz Chavez Rodriguez