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Current Report · Items 3.03, 5.03, 8.01, 9.01 · 8-K

Bank of America Corporation

BACNYSEEQUITYCurrent

Material Modification to Rights of Security Holders · Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · Other Events

ITEM 3.03. Material Modification to Rights of Security Holders. On October 23, 2026, Bank of America Corporation (the “Corporation”) issued 80,000 shares of Series WW Preferred Stock (as defined in Item 5.03 below).…

Filed Oct 23, 2026Accepted Oct 23, 2026, 4:41 PM EDTCIK 70858Accession 0001193125-26-430566

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Company context

Current securities

BACNYSE · EQUITY · Current BAC PRBNYSE · PREFERRED · Current BAC PRENYSE · PREFERRED · Current BAC PRKNYSE · PREFERRED · Current BAC PRLNYSE · PREFERRED · Current BAC PRMNYSE · PREFERRED · Current BAC PRNNYSE · PREFERRED · Current BAC PRONYSE · PREFERRED · Current BAC PRPNYSE · PREFERRED · Current BAC PRQNYSE · PREFERRED · Current BAC PRSNYSE · PREFERRED · Current BACRPOTC · PREFERRED · Current BML PRGNYSE · PREFERRED · Current BML PRHNYSE · PREFERRED · Current BML PRJNYSE · PREFERRED · Current BML PRLNYSE · PREFERRED · Current MER PRKNYSE · PREFERRED · Current

Historical securities (2)

BAC.WS.ANYSE · WARRANT · Historical · closed Jan 14, 2019 BAC.WS.BNYSE · WARRANT · Historical · closed Oct 25, 2018

Recent company filings

Registered securities in this filing

BANK OF AMERICA CORP /DE/ · 8-K · Filed 2026-10-23

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock

Symbol: BML PrG
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries14Member

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Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock

Symbol: BML PrH
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries21Member

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Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock

Symbol: BML PrJ
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries42Member

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Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock

Symbol: BML PrL
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries53Member

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Senior Medium-Term Notes, Series A, Step Up Callable Notes, due November 28, 2031 of BofA Finance LLC (and the guarantee of the Registrant with

Symbol: BAC/31B
Exchange: NYSE
Classification: DEBT

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-SeniorMediumTermNotesSeriesAStepUpCallableNotesMember

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Common Stock, par value $0.01 per share

Symbol: BAC
Exchange: NYSE
Classification: COMMON
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_us-gaap-CommonStockMember

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Depositary Shares, each representing a 1/1,000th interest in a share of Floating Rate Non-Cumulative Preferred Stock, Series E

Symbol: BAC PrE
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_us-gaap-SeriesEPreferredStockMember

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Depositary Shares, each representing a 1/1,000th interest in a share of 6.000% Non-Cumulative Preferred Stock, Series GG

Symbol: BAC PrB
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-SeriesGGPreferredStockMember

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Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non-Cumulative Preferred Stock, Series HH

Symbol: BAC PrK
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-SeriesHHPreferredStockMember

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7.25% Non-Cumulative Perpetual Convertible Preferred Stock, Series L

Symbol: BAC PrL
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-SeriesLPreferredStockMember

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Floating Rate Preferred Hybrid Income Term Securities of BAC Capital Trust XIII (and the guarantee related thereto)

Symbol: BAC/PF
Exchange: NYSE
Classification: PREFERRED

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-FloatingRatePreferredHybridIncomeTermSecuritiesMember

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5.63% Fixed to Floating Rate Preferred Hybrid Income Term Securities of BAC Capital Trust XIV (and the guarantee related thereto)

Symbol: BAC/PG
Exchange: NYSE
Classification: PREFERRED

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-A5.63FixedtoFloatingRatePreferredHybridIncomeTermSecuritiesMember

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Income Capital Obligation Notes initially due December 15, 2066 of Bank of America Corporation

Symbol: MER PrK
Exchange: NYSE
Classification: DEBT
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-IncomeCapitalObligationNotesMember

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Depositary Shares, each representing a 1/1,000th interest in a share of 5.375% Non-Cumulative Preferred Stock, Series KK

Symbol: BAC PrM
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-SeriesKKPreferredStockMember

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Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Non-Cumulative Preferred Stock, Series LL

Symbol: BAC PrN
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-SeriesLLPreferredStockMember

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Depositary Shares, each representing a 1/1,000th interest in a share of 4.375% Non-Cumulative Preferred Stock, Series NN

Symbol: BAC PrO
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-SeriesNNPreferredStockMember

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Depositary Shares, each representing a 1/1,000th interest in a share of 4.125% Non-Cumulative Preferred Stock, Series PP

Symbol: BAC PrP
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-SeriesPPPreferredStockMember

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Depositary Shares, each representing a 1/1,000th interest in a share of 4.250% Non-Cumulative Preferred Stock, Series QQ

Symbol: BAC PrQ
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-SeriesQQPreferredStockMember

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Depositary Shares, each representing a 1/1,000th interest in a share of 4.750% Non-Cumulative Preferred Stock, Series SS

Symbol: BAC PrS
Exchange: NYSE
Classification: PREFERRED
Status: Current

Filing context

Context: duration_2026-10-23_to_2026-10-23_us-gaap-StatementClassOfStockAxis_bac-DepositarySharesEachRepresentingA11000thInterestInAShareOf4750NonCumulativePreferredStockSeriesSSMember

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Accession 000119312526430566 · 19 registered-security cover members

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Disclosure sections

Items 3.03, 5.03, 8.01, 9.01

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Item 3.03Item 3.03 - Material Modification to Rights

ITEM 3.03. Material Modification to Rights of Security Holders. On October 23, 2026, Bank of America Corporation (the “Corporation”) issued 80,000 shares of Series WW Preferred Stock (as defined in Item 5.03 below). Under the terms of the Series WW Preferred Stock, the ability of the Corporation to declare or pay dividends on, declare or make distributions with respect to, or repurchase, redeem or otherwise acquire for consideration, shares of its common stock or any preferred stock ranking on a parity with or junior to the Series WW Preferred Stock, will be subject to certain restrictions in the event that the Corporation fails to declare and pay full dividends (or declare and set aside a sum sufficient for payment thereof) on its Series WW Preferred Stock. The restrictions are set forth in the Certificate of Designations described in Item 5.03 below.

Item 5.03Item 5.03 - Amendments to Articles/Bylaws

ITEM 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On October 23, 2026, the Corporation filed a Certificate of Designations (the “Certificate of Designations”) with the Secretary of State of the State of Delaware to amend its Restated Certificate of Incorporation. The Certificate of Designations fixes the designations, preferences, limitations and relative rights of the Corporation’s 7.200% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series WW, $0.01 par value per share (the “Series WW Preferred Stock”). The Series WW Preferred Stock has a liquidation preference of $25,000 per share. The Certificate of Designations is attached hereto as Exhibit 3.1 and is incorporated by reference herein.

Item 8.01Item 8.01 - Other Events

ITEM 8.01. Other Events. On October 23, 2026, the Corporation sold 2,000,000 Depositary Shares (the “Depositary Shares”), each representing a 1/25th interest in a share of the Series WW Preferred Stock. The terms of the offering of the Depositary Shares are described in the Corporation’s Prospectus dated March 28, 2024, constituting a part of the Registration Statement on Form S-3 (Registration No. 333-277673), as supplemented by a Prospectus Supplement dated October 20, 2026. Additional exhibits are filed herewith in connection with the offering, issuance and sale of the Depositary Shares.

Filed exhibits (1)

EX-4.1 (by filename) d176604dex41.htm

Exhibit 4.1 BANK OF AMERICA CORPORATION 7.200% FIXED-RATE RESET NON-CUMULATIVE PREFERRED STOCK, SERIES WW DEPOSIT AGREEMENT among BANK OF AMERICA CORPORATION, COMPUTERSHARE INC., and COMPUTERSHARE TRUST COMPANY, N.A., together, the Depository, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of October 22, 2026 ARTICLE I DEFINED TERMS Section 1.1. Definitions 1 ARTICLE II APPOINTMENT OF DEPOSITORY; BOOK-ENTRY SYSTEM; FORM OF RECEIPTS; DEPOSIT OF STOCK; EXECUTION AND DELIVERY; TRANSFER, SURRENDER AND REDEMPTION OF RECEIPTS Section 2.1. Appointment of Depository 2 Section 2.2. Book-Entry System; Form and Transfer of Receipts 3 Section 2.3. Deposit of Stock; Execution and Delivery of Receipts …

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