Notice of Proposed Sale · 144/A
Graham Corporation
GHMNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144/A
primary_doc.xml
Amendment · This filing reports the amendment as submitted.
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- GRAHAM CORP
- Issuer CIK
- 0000716314
- SEC file number
- 001-08462
- Phone
- 5853432216
- Person for whose account securities are to be sold
- Thoren Daniel J.
- Relationships to issuer
- Officer · Director
- Street
- 20 FLORENCE AVE
- City
- BATAVIA
- State / country code
- NY
- Postal code
- 14020
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 50,000 | 5,586,000.00 | 11,737,033 | 08/13/2026 | NYSE | Charles Schwab Corp |
Broker / market maker — proposed row 1, entry 1
- Name
- Charles Schwab Corp
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 06/01/2021 | Merger with Barber-Nichols LLC | Issuer | 50,000 | N | 06/01/2021 | Merger |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| DANIEL J. THOREN | Common | 06/23/2026 | 15,000 | 1,652,200.02 |
| DANIEL J. THOREN | Common | 06/24/2026 | 5,000 | 575,190.51 |
| DANIEL J. THOREN | Common | 06/25/2026 | 10,000 | 1,210,445.00 |
| DANIEL J. THOREN | Common | 06/26/2026 | 10,000 | 1,215,642.04 |
| DANIEL J. THOREN | Common | 06/29/2026 | 5,000 | 610,000.00 |
| DANIEL J. THOREN | Common | 06/30/2026 | 5,000 | 615,149.99 |
| DANIEL J. THOREN | Common | 06/22/2026 | 28,950 | 3,131,151.00 |
| DANIEL J. THOREN | Common | 06/22/2026 | 5,073 | 539,105.00 |
Seller — prior-sale row 1, entry 1
- Name
- DANIEL J. THOREN
- Street
- 20 FLORENCE AVE
- City
- BATAVIA
- State / country code
- FL
- Postal code
- 14020
Seller — prior-sale row 2, entry 1
- Name
- DANIEL J. THOREN
- Street
- 20 FLORENCE AVE
- City
- BATAVIA
- State / country code
- FL
- Postal code
- 14020
Seller — prior-sale row 3, entry 1
- Name
- DANIEL J. THOREN
- Street
- 20 FLORENCE AVE,
- City
- BATAVIA
- State / country code
- FL
- Postal code
- 14020
Seller — prior-sale row 4, entry 1
- Name
- DANIEL J. THOREN
- Street
- 20 FLORENCE AVE
- City
- BATAVIA
- State / country code
- FL
- Postal code
- 14020
Seller — prior-sale row 5, entry 1
- Name
- DANIEL J. THOREN
- Street
- 20 FLORENCE AVE,
- City
- BATAVIA
- State / country code
- FL
- Postal code
- 14020
Seller — prior-sale row 6, entry 1
- Name
- DANIEL J. THOREN
- Street
- 20 FLORENCE AVE,
- City
- BATAVIA,
- State / country code
- FL
- Postal code
- 14020
Seller — prior-sale row 7, entry 1
- Name
- DANIEL J. THOREN
- Street
- 20 FLORENCE AVE,
- City
- BATAVIA,
- State / country code
- FL
- Postal code
- 14020
Seller — prior-sale row 8, entry 1
- Name
- DANIEL J. THOREN
- Street
- 20 FLORENCE AVE,
- City
- BATAVIA,
- State / country code
- FL
- Postal code
- 14020
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Amended filing from 8/13/26. Corrected securities sold during the past 3 months. Added sales 28,950 and 5,073 shares sold on 6/22/26.; Seller using previous 4-week average trading volume for volume limitation. Week of 07/13: 1,927,700 shares, Week of 07/20/26: 551,100 shares, Week of 07/27/26: 945,100 shares, Week of 08/03/26: 958,600 shares = 4,382,500 shares/4 = 1,095,625 Average Weekly Trading volume.
Notice signature
- Notice date
- 08/14/2026
- Signed
- Daniel J. Thoren
Company context
Graham is a global leader in the design and manufacture of mission critical fluid, power, heat transfer, vacuum, and advanced mixing technologies for the Defense, Space, Energy & Process industries. Graham Corporation and its family of global brands are built upon world-renowned engineering expertise, proprietary technologies, as well as its responsive and flexible service and the unsurpassed quality customers have come to expect from the Company’s products and systems. Graham Corporation routinely posts news and other important information on its website, grahamcorp.com, where additional information on Graham Corporation and its businesses can be found.