Notice of Proposed Sale · 144
Graham Corporation
GHMNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- GRAHAM CORP
- Issuer CIK
- 0000716314
- SEC file number
- 001-08462
- Phone
- 5853432216
- Person for whose account securities are to be sold
- Thoren Daniel J.
- Relationships to issuer
- Officer · Former Executive Chairman
- Street
- 20 FLORENCE AVE
- City
- BATAVIA
- State / country code
- NY
- Postal code
- 14020
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 28,950 | 3,131,151.00 | 11,691,140 | 06/22/2026 | NYSE | Georgeson Securities Corp |
| Common Stock | 5,073 | 539,105.00 | 11,691,140 | 06/22/2026 | NYSE | CITIGROUP GLOBAL MARKETS |
Broker / market maker — proposed row 1, entry 1
- Name
- Georgeson Securities Corp
- Street
- 144 Fernwood Ave
- City
- Edison
- State / country code
- NJ
- Postal code
- 08837
Broker / market maker — proposed row 2, entry 1
- Name
- CITIGROUP GLOBAL MARKETS
- Street
- 390 GREENWICH ST
- City
- NEW YORK
- State / country code
- NY
- Postal code
- 10013
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 06/22/2026 | Vested shares from restricted stock vesting | Graham Corporation | 28,950 | N | 06/22/2026 | Compensation |
| Common Stock | 06/22/2026 | Employee Stock Purchase Plan | Graham Corporation | 5,073 | N | 06/22/2026 | Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Thoren Daniel J | Common Stock | 06/23/2026 | 50,000 | 5,415,500.00 |
Seller — prior-sale row 1, entry 1
- Name
- Thoren Daniel J
- Street
- 20 Florence Avenue
- City
- Batavia
- State / country code
- NY
- Postal code
- 14020
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Securities covered on this form include shares required to be included for a period of time following the former affiliate's reportable standing. Under securities to be sold, date acquired and payment are from various dates and years
Notice signature
- Notice date
- 07/06/2026
- Signed
- Conformed Signature On File
Company context
Graham is a global leader in the design and manufacture of mission critical fluid, power, heat transfer, vacuum, and advanced mixing technologies for the Defense, Space, Energy & Process industries. Graham Corporation and its family of global brands are built upon world-renowned engineering expertise, proprietary technologies, as well as its responsive and flexible service and the unsurpassed quality customers have come to expect from the Company’s products and systems. Graham Corporation routinely posts news and other important information on its website, grahamcorp.com, where additional information on Graham Corporation and its businesses can be found.