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BCS

Current Report · Items 1.01, 8.01, 9.01 · 8-K

Birchtech Corp.

Entry into a Material Definitive Agreement · Other Events

Item 1.01 Entry into a Material Definitive Agreement. On February 25, 2026, Birchtech Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Lake Street Capital Markets, LLC, as representative of the several underwriters named therein (collectively, the “Underwriters”), relating to the public offering of 6,250,000 shares (the “Shares”) of the Company’s com…

Filed Feb 27, 2026Accepted Feb 27, 2026, 4:01 PM ESTCIK 728385Accession 0001104659-26-021534
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Company context

We are a provider of specialty activated carbon technologies, delivering innovative solutions for air and water purification. We provide patented and proprietary technologies for mercury emissions capture to the coal-fired utility sector, and are developing disruptive water purification technologies with a specialization on forever chemicals such as PFAS and PFOS.

Current securities

Historical securities (5)

Recent company filings

  1. 10-Q filingAug 13, 2026
  2. Material Modification to Rights of Security Holders · Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · Submission of Matters to a Vote of Security HoldersJul 28, 2026
  3. DEF 14A filingJun 24, 2026
  4. ARS filingJun 24, 2026
  5. PRE 14A filingJun 8, 2026

Registered securities in this filing

BIRCHTECH CORP. · 8-K · Filed 2026-02-27

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock, par value $0.001 per share

Symbol
BCHT
Exchange
NYSEAMER
Classification
COMMON
Filing context

Context: AsOf2026-02-25

Dimensions: Not supplied

Accession 000110465926021534 · 1 registered-security cover member

Read the exact SEC filing ↗

Disclosure sections

Items 1.01, 8.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01 Entry into a Material Definitive Agreement. On February 25, 2026, Birchtech Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Lake Street Capital Markets, LLC, as representative of the several underwriters named therein (collectively, the “Underwriters”), relating to the public offering of 6,250,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share, at a purchase price per share of $2.40 (the “Offering Price”). Pursuant to the Underwriting Agreement, the Company also granted the Underwriters a 30-day option to purchase up to an additional 937,500 shares of common stock at the Offering Price, less any underwriting discounts and commissions. The offering closed on February 27, 2026. Net proceeds from the offering were approximately $13.1 million (and will be approximately $15.2 million if the Underwriters exercise their option to purchase additional shares of common stock in full) after deducting the underwriting discounts and commissions and other estimated offering expenses payable by the Company. The Company intends to use the net proceeds of the offering, together with the Company’s existing cash, for, among other things, continuing operating expenses, working capital and other general corporate purposes. The Company’s directors and executive officers entered into lock-up agreements, pursuant to which they agreed with the Underwriters not to offer for sale, issue, sell, contract to sell, pledge or otherwise dispose of any of the Company’s common stock or securities convertible into common stock for a period of 90 days after February 25, 2026, subject to certain exceptions. The Company’s Chief Executive Officer purchased an aggregate of $750,000 of shares of common stock in the offering (an aggregate of 312,500 shares) and has represented to the Company that such purchase was solely for investment purposes. The Shares were offered pursuant to a Registration Statement on Form S-1, as amended (File No. 333-292701), which was declared effective by the U.S. Securities and Exchange Commission (the “SEC”) on February 17, 2026 (the “Registration Statement”), including the preliminary prospectus included therein. A final prospectus relating to the offering was filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended (the “Securities Act”), with the SEC on February 27, 2026. The Underwriting Agreement contains customary representations, warranties and agreements by the Company, customary conditions to closing, indemnification obligations of the Company and the Underwriters, including for liabilities under the Securities Act, other obligations of the parties and termination provisions. A copy of the Underwriting Agreement is attached as Exhibit 1.1 to this Current Report on Form 8-K and is incorporated herein by reference, and the description of the Underwriting Agreement herein is qualified in its entirety by reference to such exhibit.
Item 8.01Item 8.01 - Other Events
Item 8.01 Other Events. On February 26, 2026, the Company issued a press release announcing the pricing of the offering. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Description Number ───────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────── 1.1 Underwriting Agreement, dated as of February 25, 2026, between the Company and Lake Street Capital Markets, LLC, as representative of the several underwriters named therein 99.1 Press Release, dated February 26, 2026 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) -2-
Filed exhibits (1)
EX-99.1 (by filename) tm267456d1_ex99-1.htm

EX-99.1 3 tm267456d1_ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Birchtech Announces Pricing of $15 Million Public Offering and Uplisting to NYSE American Stock Exchange CORSICANA, Texas - February 26, 2026 - Birchtech Corp. (NYSE American: BCHT) (TSX: BCHT) (“Birchtech” or the “Company”), a leader in specialty activated carbon technologies for sustainable air and water treatment, today announced the pricing of an underwritten public offering of 6,250,000 shares of its common stock at a public offering price of $2.40 per share, before deducting underwriting discounts and commissions and offering expenses, for aggregate gross proceeds of approximately $15.0 million. The Company intends to use the net proceeds from the offering, together with the Company’s existing cash, for, among other things, continuing operating expenses, working capital and other general corporate purposes. The Company has also granted the underwriters a 30-day option to purchase up to an additional 937,500 shares of common stock at the public offering price solely to cover over-allotments, if any. The offering is expected to close on or about February 27, 2026, subject to the satisfaction or waiver of customar…

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