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BCS

Current Report · Items 2.02, 7.01, 9.01 · 8-K

Northern Trust Corporation

NTRSNASDAQEQUITYCurrent

Results of Operations and Financial Condition · Regulation FD Disclosure

Item 2.02. Results of Operations and Financial Condition The information contained in the registrant’s October 21, 2026 press release, reporting on the registrant’s earnings for the three and nine months ended September 30, 2026, a copy of which is attached as Exhibit 99.1 hereto, is incorporated herein by reference.

Filed Oct 21, 2026Accepted Oct 21, 2026, 6:39 AM EDTCIK 73124Accession 0000073124-26-000063
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Company context

Northern Trust Corporation (Nasdaq: NTRS) is a leading provider of wealth management, asset servicing, asset management and banking to corporations, institutions, affluent families and individuals. Founded in Chicago in 1889, Northern Trust has a global presence with offices in 24 U.S. states and Washington, D.C., and across 22 locations in Canada, Europe, the Middle East and the Asia-Pacific region. As of September 30, 2026, Northern Trust had assets under custody/administration of US$19.9 trillion, and assets under management of US$2.0 trillion. For more than 135 years, Northern Trust has earned distinction as an industry leader for exceptional service, financial expertise, integrity and innovation. Visit us on northerntrust.com. Follow us on Instagram @northerntrustcompany or Northern Trust on LinkedIn.

Current securities

Recent company filings

  1. FWP - filed by NORTHERN TRUST CORP regarding NORTHERN TRUST CORPNov 5, 2026
  2. 424B5 filingNov 5, 2026
  3. 10-Q filingOct 29, 2026
  4. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD DisclosureOct 20, 2026
  5. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD DisclosureSep 29, 2026

Registered securities in this filing

NORTHERN TRUST CORP · 8-K · Filed 2026-10-21

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock, $1.66 2/3 Par Value

Symbol
NTRS
Exchange
NASDAQ
Classification
COMMON
Status
Current
Filing context

Context: c-2

Dimensions: us-gaap:StatementClassOfStockAxis

Depositary Shares, each representing 1/1,000th interest in a share of Series E Non-Cumulative Perpetual Preferred Stock

Symbol
NTRSO
Exchange
NASDAQ
Classification
PREFERRED
Status
Current
Filing context

Context: c-3

Dimensions: us-gaap:StatementClassOfStockAxis

Accession 000007312426000063 · 2 registered-security cover members

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Disclosure sections

Items 2.02, 7.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 2.02Item 2.02 - Results of Operations
Item 2.02. Results of Operations and Financial Condition The information contained in the registrant’s October 21, 2026 press release, reporting on the registrant’s earnings for the three and nine months ended September 30, 2026, a copy of which is attached as Exhibit 99.1 hereto, is incorporated herein by reference.
Item 7.01Item 7.01 - Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure On October 21, 2026, Northern Trust Corporation (the “Corporation”) will hold a live conference call and webcast to discuss financial results for the three and nine months ended September 30, 2026 and other matters relating to the Corporation. In connection therewith, the Corporation has also made available on its website presentation materials containing certain information relating to the Corporation (the “Presentation Materials”) and materials that contain additional information about the Corporation’s financial results for the three and nine months ended September 30, 2026 (the “Financial Trends”), copies of which are attached as Exhibits 99.2 and 99.3 hereto, and are incorporated herein by reference.
Filed exhibits (1)
EX-99.1 (by filename) q32026earningsreleaseex991.htm

Exhibit 99.1 NEWS RELEASE www.northerntrust.com INVESTOR CONTACT: Stephen Carroll | 312-557-3474 | Stephen. Carroll@ntrs.com MEDIA CONTACT: John O'Connell | 312-444-2388  | John. O'Connell@ntrs.com NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $642.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $3.40 CHICAGO, OCTOBER 21, 2026 - Northern Trust Corporation today reported third quarter net income per diluted common share of $3.40, compared to $4.23 in the second quarter of 2026 and $2.29 in the third quarter of 2025. Net income was $642.9 million, compared to $792.2 million in the prior quarter and $457.6 million in the prior-year quarter. Third Quarter 2026 results included the following notable items: • $48.7 million (pre-tax) impact to Other Noninterest Income from notable items (after-tax $36.8 million): • $34.0 million (pre-tax) gain on the sale of the guardianship services business, recognized in Other Operating Income (after-tax $25.7 million). • $14.7 million (pre-tax) incremental gain related to Northern Trust’s participation in the second Visa Exchange Offer, recognized in Other Operating Income (after-tax $11.1 million). MICHAEL O’GRADY, CHA…

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