Notice of Proposed Sale · 144
Waste Management, Inc.
WMNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- WASTE MANAGEMENT INC
- Issuer CIK
- 0000823768
- SEC file number
- 001-12154
- Phone
- 7135126200
- Person for whose account securities are to be sold
- Carroll John A.
- Relationships to issuer
- Officer
- Street
- 800 CAPITOL STREET, STE 3000
- City
- HOUSTON
- State / country code
- TX
- Postal code
- 77002
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 1,365 | 300,197.63 | 399,715,184 | 09/04/2026 | NYSE | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/16/2021 | Dividend Reinvestment | Issuer | 2 | N | 09/16/2021 | Cash |
| Common | 11/06/2021 | Restricted Stock Vesting | Issuer | 280 | N | 11/06/2021 | Compensation |
| Common | 12/16/2021 | Dividend Reinvestment | Issuer | 2 | N | 12/16/2021 | Dividend Reinvestment |
| Common | 03/30/2022 | Dividend Reinvestment | Issuer | 2 | N | 03/30/2022 | Cash |
| Common | 09/22/2022 | Dividend Reinvestment | Issuer | 2 | N | 09/22/2022 | Cash |
| Common | 12/15/2022 | Dividend Reinvestment | Issuer | 3 | N | 12/15/2022 | Cash |
| Common | 02/19/2023 | Restricted Stock Vesting | Issuer | 176 | N | 02/19/2023 | Compensation |
| Common | 06/15/2023 | Dividend Reinvestment | Issuer | 4 | N | 06/15/2023 | Cash |
| Common | 09/21/2023 | Dividend Reinvestment | Issuer | 4 | N | 09/21/2023 | Cash |
| Common | 12/14/2023 | Dividend Reinvestment | Issuer | 4 | N | 12/14/2023 | Cash |
| Common | 12/15/2023 | Restricted Stock Vesting | Issuer | 125 | N | 12/15/2023 | Compensation |
| Common | 02/23/2024 | Restricted Stock Vesting | Issuer | 222 | N | 02/23/2024 | Compensation |
| Common | 03/27/2024 | Dividend Reinvestment | Issuer | 4 | N | 03/27/2024 | Cash |
| Common | 06/20/2024 | Dividend Reinvestment | Issuer | 4 | N | 06/20/2026 | Cash |
| Common | 06/30/2024 | ESPP Purchase | Issuer | 101 | N | 06/30/2024 | Cash |
| Common | 12/31/2024 | ESPP Purchase | Issuer | 18 | N | 12/31/2024 | Cash |
| Common | 02/25/2026 | Restricted Stock Vesting | Issuer | 183 | N | 02/25/2026 | Compensation |
| Common | 03/07/2026 | Restricted Stock Vesting | Issuer | 229 | N | 03/07/2026 | Compensation |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Remarks
The sale today took place in the Jjc Cache Llc account in which John Carroll is an account stakeholder.
Notice signature
- Notice date
- 09/04/2026
- Signed
- /s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for John Carroll