Beneficial Ownership Report · SCHEDULE 13D
Vaso Corporation
VASOOTCEQUITYCurrent
Beneficial Ownership Report
Structured filing — SCHEDULE 13D
primary_doc.xml
Subject company
- Company
- VASO Corp
- Company CIK
- 0000839087
- Street
- 137 Commercial Street
- Street (continued)
- Suite 200
- City
- Plainview
- State / country code
- NY
- Postal code
- 11803
Statement details
- Security class
- Common Stock
- Event date
- 06/25/2019
- Previously filed indication
- false
Authorized notification person 1
- Name
- Kimberly J. Decker
- Phone
- 717-299-5201
- Street
- Barley Snyder LLP
- Street (continued)
- 126 East King Street
- City
- Lancaster
- State / country code
- PA
- Postal code
- 17601
Reporting person 1
- Name
- Jun Ma
- Reporting person CIK
- 0001403638
- No reporting person CIK indication
- N
- Citizenship / organization
- X1
- Reporting person type
- IN
- Source of funds code
- PF · OO
- Legal proceedings indication
- N
- Aggregate amount owned
- 10,498,146.00
- Percent of class
- 6.0
- Sole voting power
- 10,498,146.00
- Shared voting power
- 0.00
- Sole dispositive power
- 10,498,146.00
- Shared dispositive power
- 0.00
- Aggregate excludes certain shares
- N
Item 1
Issuer
VASO Corp
Security title
Common Stock
Principal address
Item 2
Citizenship
The reporting person is a United States citizen.
Principal occupation
The principal occupation of the Reporting Person is President and CEO of Vaso Corporation, the business address of which is 137 Commercial Street, Suite 200, Plainview, New York 11803.
Filing person
This Schedule 13D is being filed by Jun Ma (the "Reporting Person")
Criminal proceedings response
The Reporting Person has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
Proceedings description
The Reporting Person has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activity subject to, federal or state securities laws or finding any violations with respect to such laws.
Principal business address
The principal business address for the Reporting Person is 137 Commercial Street, Suite 200, Plainview, New York 11803.
Item 3
Source of funds
9,749,834 shares were granted to the Reporting Person by the Company. An additional 777,312 Shares were purchased by the Reporting Person using personal funds.
Item 4
Purpose of transaction
The Reporting Person acquired the Shares for investment purposes. Pursuant to an Employment Agreement between the Issuer and the Reporting Person, the Reporting Person is entitled to participate in the Issuer's equity compensation programs, with grants being subject to the discretion of the Board of Directors of the Issuer.
Item 5
Number of shares
For information regarding beneficial ownership of the Reporting Person, see items 7-11 of the cover page of this Schedule 13D.
Transactions
The Reporting Person has not engaged in any transactions in the Issuer's securities in the past 60 days.
Other persons with an interest
No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares.
Date ownership ceased to exceed 5%
Not applicable.
Percentage of class
For information regarding beneficial ownership of the Reporting Person, see items 7-11 of the cover page of this Schedule 13D.
Item 6
Contracts and arrangements
The Reporting Person has not entered into any contracts, arrangements, understandings or relationships with respect to securities of the Issuer other than the Employment Agreement, described in Item 4 above.
Signature 1
- Reporting person
- Jun Ma
- Signed
- /s/ Jun Ma
- Title
- Jun Ma
- Date
- 04/15/2026
Company context
Vaso Corporation is a leading MedTech company with a diversified business portfolio in network and IT services, professional sales services and proprietary medical products. The Company operates through three principal business segments: IT, professional sales services and equipment.