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BCS

Changes in Beneficial Ownership · 4

Fuel Tech, Inc.

FTEKNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Jun 5, 2026Accepted Jun 5, 2026, 4:12 PM EDTFiling CIK 846913Accession 0001437749-26-019745
Share

Structured filing — 4

rdgdoc.xml

Open full document ↗

Filing details

Report period
2026-06-04
Issuer
FUEL TECH, INC.
Issuer CIK
0000846913
Trading symbol
FTEK

Reporting owner 1

Name
BAILEY DOUGLAS G
Reporting owner CIK
0001246268
Relationship
Director
Address
C/O FUEL TECH, 27601 BELLA VISTA PARKWAY, WARRENVILLE, IL, 60555

Derivative transactions

Derivative transactions · 1 reported row
SecurityConversion / exercise price (USD)Transaction dateCodeAmountA / DPrice (USD)ExercisableExpiresUnderlying securityUnderlying sharesOwned afterOwnership
Restricted Stock Units[F1]2026-06-04A · Form 415,000A0[F2][F2]Common Stock15,00015,000D
Table key
A · Form 4
Acquisition by grant, award or otherwise under Rule 16b-3(d)
A
Acquired
D
Direct

Footnotes

F1
Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. The grant of the Restricted Stock Units was approved by the non-employee directors of the Compensation Committee of Fuel Tech, Inc. on June 3, 2026.↩ 1
F2
The Restricted Stock Units vest on the one-year anniversary after the transaction date shown above.↩ 1↩ 2

Signature 1

Signed
/s/ Douglas G Bailey
Date
2026-06-04

Company context

Current securities

Recent company filings

  1. 10-Q filingNov 3, 2026
  2. Results of Operations and Financial ConditionNov 3, 2026
  3. Regulation FD DisclosureSep 18, 2026
  4. 4 filingSep 3, 2026
  5. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 2, 2026

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