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BCS

Changes in Beneficial Ownership · 4

Harmonic Inc.

HLITNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Sep 15, 2026Accepted Sep 15, 2026, 4:29 PM EDTFiling CIK 851310Accession 0001193125-26-391984
Share

Structured filing — 4

ownership.xml

Open full document ↗

Filing details

Report period
2026-09-11
Issuer
HARMONIC INC.
Issuer CIK
0000851310
Trading symbol
HLIT

Reporting owner 1

Name
Ben-Natan Nimrod
Reporting owner CIK
0001399157
Relationship
Director · Officer
Officer title
President and CEO
Address
2590 ORCHARD PARKWAY, SAN JOSE, CA, 95131

Non-derivative transactions

Non-derivative transactions · 1 reported row
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnership
Common Stock2026-09-11M · Form 420,032A0747,981D
Table key
M · Form 4
Exempt derivative exercise or conversion under Rule 16b-3
A
Acquired
D
Direct

Derivative transactions

Derivative transactions · 1 reported row
SecurityConversion / exercise price (USD)Transaction dateCodeAmountA / DPrice (USD)ExercisableExpiresUnderlying securityUnderlying sharesOwned afterOwnership
Restricted Stock Units[F1]02026-09-11M · Form 420,032D02025-06-112027-06-11Common Stock20,03260,096D
Table key
M · Form 4
Exempt derivative exercise or conversion under Rule 16b-3
D
Direct

Footnotes

F1
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.↩ 1

Signature 1

Signed
/s/ Wendi Ninh, Attorney-in-Fact
Date
2026-09-15

Company context

Harmonic (NASDAQ: HLIT), the worldwide leader in virtualized broadband solutions, is transforming multi-gigabit connectivity. The company's industry-leading cOS™ virtualized broadband platform, suite of solutions for fiber and DOCSIS, and a growing portfolio of AI-powered network intelligence solutions, enable broadband service providers to simplify operations, deliver exceptional subscriber experiences and expand revenue streams. With thousands of vCMTS servers and hundreds of thousands of RPDs deployed globally, Harmonic powers next-generation broadband services with five-nines reliability. Anchored with a customer-first approach and driven by a legacy of innovation, Harmonic supports broadband service providers at every stage of their network evolution. More information is available at www.harmonicinc.com.

Current securities

Recent company filings

  1. 10-Q filingAug 17, 2026
  2. NT 10-Q filingAug 12, 2026
  3. Results of Operations and Financial ConditionAug 12, 2026
  4. Completion of Acquisition or Disposition of Assets · Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsJun 17, 2026
  5. Regulation FD DisclosureJun 8, 2026

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