Notice of Proposed Sale · 144
Cathay General Bancorp
CATYNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- CATHAY GENERAL BANCORP
- Issuer CIK
- 0000861842
- SEC file number
- 001-31830
- Phone
- 2136254700
- Person for whose account securities are to be sold
- Sun Richard
- Relationships to issuer
- Director
- Street
- 777 N BROADWAY
- City
- LOS ANGELES
- State / country code
- CA
- Postal code
- 90012
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 5,000 | 312,125.00 | 67,035,475 | 07/31/2026 | NASDAQ | Charles Schwab & Co., Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- Charles Schwab & Co., Inc.
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 08/21/2020 | Open Market Purchase - See Remarks | CATHAY GENERAL BANCORP | 5,000 | N | 08/21/2020 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Richard Sun | CATHAY GENERAL BANCORP | 07/29/2026 | 20,000 | 1,266,242.00 |
| Richard Sun | CATHAY GENERAL BANCORP | 07/30/2026 | 5,000 | 316,559.00 |
Seller — prior-sale row 1, entry 1
- Name
- Richard Sun
- Street
- 777 N BROADWAY
- City
- LOS ANGELES
- State / country code
- CA
- Postal code
- 90012
Seller — prior-sale row 2, entry 1
- Name
- Richard Sun
- Street
- 777 N BROADWAY
- City
- LOS ANGELES
- State / country code
- CA
- Postal code
- 90012
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The shares sold on this filing were acquired and paid for on 08/21/2020 & 04/25/2023 and were sold in the JKLM LIMITED PARTNERSHIP.
Notice signature
- Notice date
- 07/31/2026
- Signed
- Richard Sun PTNR