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BCS

Notice of Effectiveness · EFFECT

Applied Energetics, Inc

AERGOTCEQUITYCurrent

Notice of Effectiveness

Filed Oct 20, 2026Accepted Oct 21, 2026, 12:15 AM EDTFiling CIK 879911Accession 9999999995-26-003295
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Structured filing — EFFECT

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Notice details

Submission type
EFFECT
Act
33

Effectiveness

Effective date
2026-10-20
Effective time (as filed)
16:30:00
Form
S-3

Registrant 1

Registrant
APPLIED ENERGETICS, INC.
Registrant CIK
0000879911
File number
333-291635

Company context

Applied Energetics, Inc. is a defense technology company specializing in optical fiber-based ultrashort pulse laser (USPL) weapon systems. Engineered for next-generation Counter-small unmanned aerial systems (C-sUAS) mission sets and layered air defense, the Company’s high-intensity directed-energy weapons (DEW) are designed to disable or destroy critical ISR sensors on Unmanned Aerial Systems (UAS), AI-driven drone swarms, and autonomous robotic platforms across ground, air, and orbital domains. Backed by a proprietary IP portfolio of 25 patents and two pending, the Company’s inherently scalable architecture delivers orders-of-magnitude reductions in size, weight, power, and cost (SWaP-C) compared to legacy continuous-wave (CW) systems. This dual-use technology directly supports Scaled Directed Energy (SCADE), one of the Department of War’s six critical technology areas, and positions Applied Energetics for defense prime integration, joint ventures, and commercialization. Today, the Company’s USPL technologies are being designed to offer flexibility, scale, and power, enhancing layered defense strategies to counter emerging threats. As autonomous weapons and robotic warfare increasingly define the battlefield, the ability to defeat sensors within a layered architecture will be critical and it is central to the Company’s mission to deliver high-reliability solutions against present and emerging autonomous, AI, and robotic threats.

Current securities

Recent company filings

  1. 10-Q filingNov 13, 2026
  2. DEFA14A filingNov 10, 2026
  3. DEF 14A filingNov 5, 2026
  4. Shareholder Director Nominations · Other EventsOct 22, 2026
  5. S-3/A filingOct 15, 2026

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