EX-4.1 2 d36353dex41.htm EX-4.1 EX-4.1 Exhibit 4.1 [Form of 5.387% Fixed-Rate Reset Subordinated Notes due 2041] Registered No. CUSIP No. 38145GAU4 ISIN No. US38145GAU40 (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE. UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), TO THE GOLDMAN SACHS GROUP, INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF D…
Open exhibit ↗Current Report · Items 9.01 · 8-K
Goldman Sachs Group Inc.
Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. Exhibits are filed herewith in connection with the issuance of the following subordinated debt securities by The Goldman Sachs Group, Inc. (the “Company”) on February 2, 2026 pursuant to the Company’s shelf registration statement on Form S-3 (File No. 333-284538) (as amended, the “Registration Statement”):…
Company context
Goldman Sachs is a leading global financial institution that delivers a broad range of financial services to a large and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
Current securities
Recent company filings
- Results of Operations and Financial Condition · Regulation FD DisclosureOct 13, 2026
- FWP - filed by GOLDMAN SACHS GROUP INC regarding GOLDMAN SACHS GROUP INCOct 13, 2026
- FWP - filed by GOLDMAN SACHS GROUP INC regarding GOLDMAN SACHS GROUP INCOct 13, 2026
- FWP - filed by GOLDMAN SACHS GROUP INC regarding GOLDMAN SACHS GROUP INCOct 9, 2026
- FWP - filed by GOLDMAN SACHS GROUP INC regarding GOLDMAN SACHS GROUP INCOct 9, 2026
Disclosure sections
Item 9.01Item 9.01 - Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
Exhibits are filed herewith in connection with the issuance of the following subordinated debt securities by The Goldman Sachs Group, Inc. (the “Company”) on February 2, 2026 pursuant to the Company’s shelf registration statement on Form S-3 (File No. 333-284538) (as amended, the “Registration Statement”):
$2,500,000,000 5.387% Fixed-Rate Reset Subordinated Notes due 2041 (the “Securities”).
(d) Exhibits
The following exhibits are filed as part of this Current Report on Form 8-K and Exhibits 4.1, 5.1 and 23.1 are incorporated by reference into the Registration Statement as exhibits thereto:
4.1 Form of 5.387% Fixed-Rate Reset Subordinated Notes due 2041.
5.1 Opinion of Sullivan & Cromwell LLP relating to the Securities.
23.1 Consent of Sullivan & Cromwell LLP (included as part of Exhibit 5.1).
101 Pursuant to Rule 406 of Regulation S-T, the cover page information is formatted in iXBRL (Inline eXtensible Business Reporting Language).
104 Cover Page Interactive Data File (formatted in iXBRL in Exhibit 101).