Current Report · Items 9.01 · 8-K

Goldman Sachs Group Inc.

Financial Statements and Exhibits

Filed Mar 5, 2026Accepted Mar 5, 2026, 4:30 PM ESTCIK 886982Accession 0001193125-26-094047

Company context

Goldman Sachs is a leading global financial institution that delivers a broad range of financial services to a large and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

Current securities

GSNYSE · EQUITY · Current GSCEOTC · EQUITY · Current GS PRANYSE · PREFERRED · Current GS PRCNYSE · PREFERRED · Current GS PRDNYSE · PREFERRED · Current

Recent company filings

Disclosure sections

Items 9.01

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Item 9.01Item 9.01 - Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. Exhibits are filed herewith in connection with the issuance of the following debt securities by The Goldman Sachs Group, Inc. (the “Company”) on March 5, 2026 pursuant to the Company’s shelf registration statement on Form S-3 (File No. 333-284538) (as amended, the “Registration Statement”): CAD1,750,000,000 3.641% Fixed/Floating Rate Notes due 2032 (the “2032 Fixed/Floating Rate Securities”) CAD1,000,000,000 4.340% Fixed/Floating Rate Notes due 2037 (the “2037 Fixed/Floating Rate Securities” and together with the 2032 Fixed/Floating Rate Securities, the “Securities”) (d) Exhibits The following exhibits are filed as part of this Current Report on Form 8-K and Exhibits 4.1, 4.2, 5.1 and 23.1 are incorporated by reference into the Registration Statement as exhibits thereto: 4.1 Form of Fixed/Floating Rate Notes due 2032. 4.2 Form of Fixed/Floating Rate Notes due 2037. 5.1 Opinion of Sullivan & Cromwell LLP relating to the Securities. 23.1 Consent of Sullivan & Cromwell LLP (included as part of Exhibit 5.1). 101 Pursuant to Rule 406 of Regulation S-T, the cover page information is formatted in iXBRL (Inline eXtensible Business Reporting Language). 104 Cover Page Interactive Data File (formatted in iXBRL in Exhibit 101).

Filed exhibits (2)

EX-4.1 (by filename) d926033dex41.htm

EX-4.1 2 d926033dex41.htm EX-4.1 EX-4.1 Exhibit 4.1 [Form of 3.641% Fixed/Floating Rate Notes due 2032] Registered No. CUSIP No. 38141GYW8 ISIN No. CA38141GYW81 (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE. UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF CDS CLEARING AND DEPOSITORY SERVICES INC. (“CDS”) TO THE GOLDMAN SACHS GROUP, INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IN RESPECT THEREOF IS REGISTERED IN THE NAME OF CDS & CO., OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF CDS (AND ANY PAYMENT IS MADE TO CDS & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF CDS)…

Open exhibit ↗

EX-4.2 (by filename) d926033dex42.htm

EX-4.2 3 d926033dex42.htm EX-4.2 EX-4.2 Exhibit 4.2 [Form of 4.340% Fixed/Floating Rate Notes due 2037] Registered No. CUSIP No. 38141GYZ1 ISIN No. CA38141GYZ13 (Face of Security) THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE. UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF CDS CLEARING AND DEPOSITORY SERVICES INC. (“CDS”) TO THE GOLDMAN SACHS GROUP, INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IN RESPECT THEREOF IS REGISTERED IN THE NAME OF CDS & CO., OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF CDS (AND ANY PAYMENT IS MADE TO CDS & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF CDS)…