Exempt Offering Notice · D

LightPath Technologies, Inc.

LPTHNASDAQEQUITYCurrent

Exempt Offering Notice

Filed Oct 9, 2026Accepted Oct 9, 2026, 5:13 PM EDTFiling CIK 889971Accession 0001437749-26-032453

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Structured filing — D

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Issuer

Name: LIGHTPATH TECHNOLOGIES INC
CIK: 0000889971
Entity type: Corporation
Jurisdiction: DELAWARE
Phone: 4073824003
Street: 2603 CHALLENGER TECH CT
Street (continued): STE 100
City: ORLANDO
State / country code: FL
State / country: FLORIDA
Postal code: 32826-2716
Incorporated more than five years ago: true
Previous EDGAR names: None

Related person 1

First name: Shmuel
Last name: Rubin
Relationships: Executive Officer · Director
Relationship clarification: Chief Executive and Director
Street: 2603 Challenger Tech Court
Street (continued): Suite 100
City: Orlando
State / country code: FL
State / country: FLORIDA
Postal code: 32826

Related person 2

First name: Albert
Last name: Miranda
Relationships: Executive Officer
Relationship clarification: Chief Financial Officer
Street: 2603 Challenger Tech Court
Street (continued): Suite 100
City: Orlando
State / country code: FL
State / country: FLORIDA
Postal code: 32826

Related person 3

First name: M
Middle name: Scott
Last name: Faris
Relationships: Director
Relationship clarification: [blank]
Street: 2603 Challenger Tech Court
Street (continued): Suite 100
City: Orlando
State / country code: FL
State / country: FLORIDA
Postal code: 32826

Related person 4

First name: Kimberly
Middle name: Anne
Last name: Crider
Relationships: Director
Relationship clarification: [blank]
Street: 2603 Challenger Tech Court
Street (continued): Suite 100
City: Orlando
State / country code: FL
State / country: FLORIDA
Postal code: 32826

Related person 5

First name: Steven
Middle name: Eric
Last name: Creviston
Relationships: Director
Relationship clarification: [blank]
Street: 2603 Challenger Tech Court
Street (continued): Suite 100
City: Orlando
State / country code: FL
State / country: FLORIDA
Postal code: 32826

Related person 6

First name: Joseph
Last name: Menaker
Relationships: Director
Relationship clarification: [blank]
Street: 2603 Challenger Tech Court
Street (continued): Suite 100
City: Orlando
State / country code: FL
State / country: FLORIDA
Postal code: 32826

Related person 7

First name: Darcie
Last name: Peck
Relationships: Director
Relationship clarification: [blank]
Street: 2603 Challenger Tech Court
Street (continued): Suite 100
City: Orlando
State / country code: FL
State / country: FLORIDA
Postal code: 32826

Related person 8

First name: Thomas
Middle name: B.
Last name: Ellis
Relationships: Director
Relationship clarification: [blank]
Street: 2603 Challenger Tech Court
Street (continued): Suite 100
City: Orlando
State / country code: FL
State / country: FLORIDA
Postal code: 32826

Related person 9

First name: Mark
Middle name: A.
Last name: Caylor
Relationships: Director
Relationship clarification: [blank]
Street: 2603 Challenger Tech Court
Street (continued): Suite 100
City: Orlando
State / country code: FL
State / country: FLORIDA
Postal code: 32826

Offering

Industry: Manufacturing
Revenue range: Decline to Disclose
Exemption codes: 06b
Amendment: false
First sale date: 2026-10-01
Offering lasts more than one year: false
Equity securities: true
Business combination: false
Minimum investment accepted: 0
Total offering amount: 10,800
Amount sold: 10,800
Remaining amount: 0
Non-accredited investors reported: false
Investors already participating: 1

Commissions, fees and proceeds

Sales commissions: 0
Finders’ fees: 0
Gross proceeds used: 0

Signature authorization

Authorized representative: true

Signature 1

Issuer: LightPath Technologies Inc
Signer: Shmuel Rubin
Signed: /s/ Shmuel Rubin
Title: Chief Executive Officer
Date: 2026-10-09

Company context

LightPath Technologies, Inc. (NASDAQ: LPTH) is a leading provider of next-generation optics and imaging systems for both defense and commercial applications. As a vertically integrated solutions provider with in-house engineering design support, LightPath’s family of custom solutions range from proprietary BlackDiamond™ chalcogenide-based glass materials - sold under exclusive license from the U.S. Naval Research Laboratory - to complete infrared optical systems and thermal imaging assemblies. The Company's primary manufacturing footprint is located in Orlando, Florida with additional facilities in Texas, New Hampshire, Latvia and China. To learn more, please visit www.lightpath.com.

Current securities

LPTHNASDAQ · EQUITY · Current

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