Notice of Proposed Sale · 144
Morgan Stanley
MSNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- MORGAN STANLEY
- Issuer CIK
- 0000895421
- SEC file number
- 001-11758
- Phone
- (212) 761-4000
- Person for whose account securities are to be sold
- MORGAN STANLEY SMITH BARNEY LLC
- Relationships to issuer
- Indirectly controlled by the issuer
- Street
- 1585 Broadway
- City
- New York
- State / country code
- NY
- Postal code
- 10036
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 4,040 | 869,044.40 | 1,577,284,817 | 07/20/2026 | NYSE | Morgan Stanley & Co. LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley & Co. LLC
- Street
- 1585 Broadway
- City
- New York
- State / country code
- NY
- Postal code
- 10036
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 07/13/2026 | Please see remarks | Please see remarks | 4,040 | N | 07/13/2026 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | Common | 04/20/2026 | 2,775 | 531,204.38 |
Seller — prior-sale row 1, entry 1
- Name
- MORGAN STANLEY SMITH BARNEY LLC
- Street
- 1585 Broadway
- City
- New York
- State / country code
- NY
- Postal code
- 10036
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
This Form 144 relates to the sale of shares acquired through Morgan Stanley Smith Barney LLC's facilitation of customer liquidations of fractional shares during the period 04/17/26 through 07/13/26. Fractional shares are acquired by customers through the dividend reinvestment program (DRIP), employee stock purchase plan (ESPP) and account transfers (ACATs).
Notice signature
- Notice date
- 07/20/2026
- Signed
- /s/ Andrew Lunney
Company context
Current securities
MSNYSE · EQUITY · CurrentMS PRANYSE · PREFERRED · CurrentMS PRENYSE · PREFERRED · CurrentMS PRFNYSE · PREFERRED · CurrentMS PRINYSE · PREFERRED · CurrentMS PRKNYSE · PREFERRED · CurrentMS PRLNYSE · PREFERRED · CurrentMS PRONYSE · PREFERRED · CurrentMS PRPNYSE · PREFERRED · CurrentMS PRQNYSE · PREFERRED · Current