Changes in Beneficial Ownership · 4
Rocky Brands, Inc.
RCKYNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
doc4.xml
Filing details
- Report period
- 2026-08-03
- Issuer
- ROCKY BRANDS, INC.
- Issuer CIK
- 0000895456
- Trading symbol
- RCKY
Reporting owner 1
- Name
- Finn Michael L
- Reporting owner CIK
- 0001290423
- Relationship
- Director
- Address
- 3700 PARAGON DRIVE, COLUMBUS, OH, 43228
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, without par value | 2026-08-03 | S · Form 4 | 3,000.0000 | D | 50.9710[F1] | 30,663.0000 | D |
| Common Stock, without par value | 2026-08-04 | M · Form 4 | 3,000.0000 | A | 39.8000 | 33,663.0000 | D |
Table key
- S · Form 4
- Sale on the market or privately
- D
- Direct
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | 39.8000 | 2026-08-04 | M · Form 4 | 3,000.0000 | D | 0.0000 | [F2] | 2027-01-03 | Common Stock, without par value | 3,000.0000 | 0.0000 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Direct
Footnotes
- F1
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $50.97 to $51.04. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.↩ 1
- F2
- Options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.↩ 1
Signature 1
- Signed
- Jeremy D. Siegfried, Attorney-in-Fact
- Date
- 2026-08-04