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BCS

Current Report · Items 1.01, 9.01 · 8-K

VolitionRx Limited

VNRXNYSE_AMERICANEQUITYCurrent

Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement . As previously reported, VolitionRx Limited (the “Company”) and Lind Global Asset Management XII LLC (“Lind”) entered into a Securities Purchase Agreement, dated May 15, 2025, as amended and restated on January 7, 2026 (the “Purchase Agreement”), pursuant to which the Company issued and sold to Lind (i) that certain senior secured convertible…

Filed Sep 2, 2026Accepted Sep 2, 2026, 4:45 PM EDTCIK 93314Accession 0001477932-26-005359
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Company context

We are a smaller reporting company and a non-accelerated filer, and we cannot be certain if the reduced disclosure requirements applicable to our filing status, as well as the exemption from the requirement to provide an auditor’s attestation report regarding the effectiveness of our internal controls, will make our common stock less attractive to investors.

Current securities

Recent company filings

  1. Entry into a Material Definitive Agreement · Other EventsOct 27, 2026
  2. Unregistered Sales of Equity SecuritiesSep 25, 2026
  3. SCHEDULE 13D/A - filed by Lagoda Investment Management, L.P. regarding VOLITIONRX LTDSep 16, 2026
  4. Unregistered Sales of Equity SecuritiesSep 15, 2026
  5. Other EventsSep 14, 2026

Registered securities in this filing

VolitionRx Limited · 8-K · Filed 2026-09-02

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock, par value $0.001 per share

Symbol
VNRX
Exchange
NYSE
Classification
COMMON
Status
Current
Filing context

Context: From2026-09-02to2026-09-02

Dimensions: Not supplied

Accession 000147793226005359 · 1 registered-security cover member

Read the exact SEC filing ↗

Disclosure sections

Items 1.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01. Entry into a Material Definitive Agreement . As previously reported, VolitionRx Limited (the “Company”) and Lind Global Asset Management XII LLC (“Lind”) entered into a Securities Purchase Agreement, dated May 15, 2025, as amended and restated on January 7, 2026 (the “Purchase Agreement”), pursuant to which the Company issued and sold to Lind (i) that certain senior secured convertible promissory note in the original principal amount of $7,500,000 on May 15, 2025 (the “2025 Note”) that is convertible into shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), (ii) that certain common stock purchase warrant (the “2025 Warrant”) that is exercisable up to 651,042 shares of Common Stock, (iii) that certain senior secured convertible promissory note in the original principal amount of $2,400,000 on January 7, 2026 (together with the 2025 Note, the “Notes”), and (iv) that certain common stock purchase warrant that is exercisable up to 350,018 shares of Common Stock (together with the 2025 Warrant, the “Warrants”). Except as otherwise set forth herein, all capitalized terms used but not otherwise defined herein have the meanings ascribed to such terms in the Purchase Agreement. Pursuant to the terms of the Purchase Agreement, the Company may sell up to $10 million under its ATM Agreement during any calendar year as Permitted ATM Sales. On September 2, 2026, the Company and Lind entered into a waiver and consent (the “Waiver”) pursuant to which Lind consented to any and all sales under the ATM Agreement, including amounts in excess of $10 million during any calendar year, as constituting Permitted ATM Sales and not Prohibited Transactions. With respect to such past or future sales under the ATM Agreement, Lind also waived the remedies available under (i) the Prohibited Transactions covenant (Section 5.9) and the Event of Default remedies provision (Section 7.3) of the Purchase Agreement, and (ii) the corresponding Prohibited Transactions covenant (Section 4.1(f)) and remedies provision (Section 2.2) of each Note, as well as any other remedies available under the Transaction Documents, including, without limitation, any right to declare amounts due and payable, demand immediate payment in full, accelerate or increase obligations or foreclose upon collateral, in each case only to the extent triggered by sales under the ATM Agreement. The Waiver also waives (i) any existing or future Events of Default under the Event of Default provision for covenant breaches (Section 7.1(c)) of the Purchase Agreement and the corresponding covenant breach default provision (Section 2.1(e)) of each Note arising from past or future sales under the ATM Agreement, as well as any corresponding rights or remedies available under the Transaction Documents, including, without limitation, any right to declare amounts due and payable, demand immediate payment in full, accelerate or increase obligations or foreclose upon collateral, and any breach of the notice provision (Section 5.4) of the Purchase Agreement to the extent of the Company’s failure to provide timely notice of above-cap ATM sales prior to the date of the Waiver, and (ii) any adjustment to the Conversion Price (as defined in the Notes) and the Exercise Price (as defined in the Warrants) arising out of or in connection with any and all sales under the ATM Agreement occurring after August 28, 2026. In connection with the Waiver, the Conversion Price of the Notes and the Exercise Price of the Warrants were adjusted in accordance with their respective terms for sales under the ATM Agreement through August 28, 2026. The foregoing description of the Waiver does not purport to be complete and is qualified in its entirety by reference to the full text of such document, which is attached as Exhibit 10.1 to this Current Report on Form 8-K, and incorporated herein by reference. Item 9.01. Financial Statements and Exhibits. (d) Exhibit No. Description ───────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────── 10.1 Waiver and Consent, dated September 2, 2026, by and between the Company and Lind Global Asset Management XII LLC 104 Cover Page Interactive Data File (embedded within the inline XBRL document)

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