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BCS

Current Report · Items 1.01, 9.01 · 8-K

Windtree Therapeutics, Inc.

WINTOTCEQUITYCurrent

Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement As disclosed in a press release dated December 23, 2025, on December 16th, 2025 Windtree Therapeutics, Inc. (“Windtree” or “the Company”) signed an agreement for the sale of its cardiovascular drug candidates to Seismic Pharmaceutical Operations, LLC. (“SPO”), a Delaware limited liability company.…

Filed Jul 22, 2026Accepted Jul 21, 2026, 5:50 PM EDTCIK 946486Accession 0001437749-26-024009
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Company context

We are a diversified company with several divisions and focused on seeking partnerships and becoming a revenue-generating company through various initiatives. Our operations include pharmaceutical manufacturing as a sourcing agent for Evofem Biosciences, Inc. (“Evofem”), and biotechnology.

Current securities

Historical securities (7)

Recent company filings

  1. NT 10-K filingApr 1, 2026
  2. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsJan 7, 2026
  3. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement · Unregistered Sales of Equity SecuritiesDec 2, 2025
  4. 424B3 filingNov 21, 2025
  5. 10-Q filingNov 19, 2025

Registered securities in this filing

Windtree Therapeutics, Inc. · 8-K · Filed 2026-07-22

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock

Symbol
WINT
Exchange
Not supplied
Classification
COMMON
Filing context

Context: d20268K

Dimensions: Not supplied

Accession 000143774926024009 · 1 registered-security cover member

Read the exact SEC filing ↗

Disclosure sections

Items 1.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01. Entry into a Material Definitive Agreement As disclosed in a press release dated December 23, 2025, on December 16th, 2025 Windtree Therapeutics, Inc. (“Windtree” or “the Company”) signed an agreement for the sale of its cardiovascular drug candidates to Seismic Pharmaceutical Operations, LLC. (“SPO”), a Delaware limited liability company. Pursuant to the agreement, Windtree is entitled to 20% of any future proceeds received by SPO. This would include global commercial net revenue in acute heart failure (AHF) if approved by regulatory authorities. If SPO conducts a financing of at least $10MM to fund development of the assets, Windtree would receive a payment of $700k from the proceeds. Additionally, as part of the agreement, Windtree will transfer certain cardiovascular drug candidate development payables to SPO.

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