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BCS

Changes in Beneficial Ownership · 4

Smith Micro Software, Inc.

SMSINASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Sep 15, 2026Accepted Sep 15, 2026, 5:07 PM EDTFiling CIK 948708Accession 0001437749-26-030475
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Structured filing — 4

rdgdoc.xml

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Filing details

Report period
2026-09-15
Issuer
SMITH MICRO SOFTWARE, INC.
Issuer CIK
0000948708
Trading symbol
SMSI

Reporting owner 1

Name
Huffmyer Timothy C.
Reporting owner CIK
0001559111
Relationship
Director · Officer
Officer title
President and CEO
Address
5800 CORPORATE DRIVE, PITTSBURGH, PA, 15237

Non-derivative transactions

Non-derivative transactions · 1 reported row
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnership
Common stock2026-09-15F · Form 4100D2.90[F1]36,279D
Table key
F · Form 4
Securities delivered or withheld for exercise price or tax liability under Rule 16b-3
D
Direct

Footnotes

F1
Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes.↩ 1

Signature 1

Signed
/s/ Jennifer M. Reinke as attorney-in-fact for Timothy C. Huffmyer
Date
2026-09-15

Company context

The Company was incorporated in California in November 1983 and reincorporated in Delaware in June 1995. Our principal executive offices are located at 5800 Corporate Drive, Pittsburgh, Pennsylvania 15237, and our telephone number is (412) 837-5300. Our website address is www.smithmicro.com, and we make our filings with the U.S. Securities and Exchange Commission (the “SEC”) available on the Investor Relations page of our website. Information contained on our website does not constitute a part of this Report. Our common stock is traded on the Nasdaq Capital Market under the symbol “SMSI.”

Current securities

Recent company filings

  1. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD DisclosureSep 18, 2026
  2. 4 filingSep 15, 2026
  3. 10-Q filingAug 14, 2026
  4. Results of Operations and Financial Condition · Regulation FD DisclosureAug 13, 2026
  5. 424B3 filingJul 23, 2026

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