Company research
Stellus Capital Investment Corp
CIK 1551901Updated Oct 16, 2026
SecuritySCM · NYSE · equity
Historical securities (2)
SCA · NYSE · note · closed Feb 11, 2021SCA · NYSE · etf · closed Oct 22, 2026SCM price & chart
Loading TradingView…
NYSE:SCM on TradingView ↗About the company
The Company is an externally-managed, closed-end, non-diversified investment management company that has elected to be regulated as a business development company under the Investment Company Act of 1940. The Company’s investment objective is to maximize the total return to its stockholders in the form of current income and capital appreciation by investing primarily in private middle-market companies (typically those with $5.0 million to $50.0 million of EBITDA (earnings before interest, taxes, depreciation and amortization)) through first lien, second lien, unitranche and mezzanine debt financing, and corresponding equity investments. The Company’s investment activities are managed by its investment adviser, Stellus Capital Management, LLC. To learn more about Stellus Capital Investment Corporation, visit www.stelluscapital.com under the Stellus Capital Investment Corporation link. Stellus Capital Management, LLC was acquired by Ridgepost Capital, LLC on June 22, 2026. Ridgepost Capital, LLC’s parent company, Ridgepost Capital, Inc., is a reporting company listed on the New York Stock Exchange. Please reference Ridgepost Capital, Inc.’s periodic filings with the Securities and Ex…
In the news
Stellus Capital Investment Corporation Reports Results for its Second Fiscal Quarter Ended June 30, 2026 ↗
Recent filings
APP NTC filing
4 filing
10-Q filing
Results of Operations and Financial Condition
Items 2.02, 9.01
4 filing
Show 5 more recent filings
Financials
FY 2025 · USDSource
Source
Source
Source
balance sheet · annual statements
| Line item | Q3 2025 | Q3 2024 | Q2 2026 | Q2 2025 | Q2 2024 | Q1 2026 | Q1 2025 | Q1 2024 | FY 2025 | FY 2024 | FY 2023 | FY 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ASSETS | ||||||||||||
| AssetsUSD | 1,028,644,337Source | 957,071,859Source | 982,124,777Source | 1,034,765,726Source | 946,506,244Source | 1,001,273,253Source | 1,011,737,484Source | 935,221,348Source | 1,041,252,306Source | 980,900,249Source | 908,086,328Source | 898,182,782Source |
| Current assets: | ||||||||||||
| Cash and Cash Equivalents, at Carrying ValueUSD | 9,024,020Source | 38,580,261Source | 5,138,950Source | 39,991,690Source | 35,867,781Source | 3,376,525Source | 10,888,821Source | 48,761,721Source | 25,050,156Source | 20,058,594Source | 26,125,741Source | 48,043,329Source |
| LIABILITIES AND EQUITY | ||||||||||||
| LiabilitiesUSD | 650,914,010Source | 590,786,572Source | 615,166,831Source | 659,394,836Source | 599,320,751Source | 638,277,732Source | 638,971,302Source | 611,780,944Source | 670,073,350Source | 610,978,309Source | 588,146,540Source | 622,406,169Source |
| Stockholders’ equity: | ||||||||||||
| Common Stock, Value, IssuedUSD | 28,947Source | 27,039Source | 28,673Source | 28,416Source | 25,981Source | 28,947Source | 28,137Source | 24,125Source | 28,947Source | 27,481Source | 24,125Source | 19,667Source |
| Additional Paid in CapitalUSD | 399,410,630Source | 375,430,445Source | 395,382,385Source | 392,309,339Source | 361,167,004Source | 397,829,793Source | 388,486,702Source | 335,918,984Source | 397,829,793Source | 379,549,272Source | 335,918,984Source | 275,114,720Source |
| Retained Earnings (Accumulated Deficit)USD | -21,709,250Source | -9,172,197Source | -28,453,112Source | -16,966,865Source | -14,007,492Source | -34,863,219Source | -15,748,657Source | -12,502,705Source | -26,679,784Source | -9,654,813Source | -16,003,321Source | 642,226Source |
| Stockholders' Equity Attributable to ParentUSD | 377,730,327Source | 366,285,287Source | 366,957,946Source | 375,370,890Source | 347,185,493Source | 362,995,521Source | 372,766,182Source | 323,440,404Source | 371,178,956Source | 369,921,940Source | 319,939,788Source | 275,776,613Source |
| Liabilities and EquityUSD | 1,028,644,337Source | 957,071,859Source | 982,124,777Source | 1,034,765,726Source | 946,506,244Source | 1,001,273,253Source | 1,011,737,484Source | 935,221,348Source | 1,041,252,306Source | 980,900,249Source | 908,086,328Source | 898,182,782Source |
| Deferred Income Tax Liabilities, NetUSD | — | — | — | — | — | — | — | 381,500Source | — | — | 188,893Source | 61,936Source |
| Additional Financial Items | ||||||||||||
| Deferred Tax Liabilities, NetUSD | — | — | — | — | — | — | — | — | — | — | 188,893Source | 61,936Source |
cash flow · annual statements
| Line item | Q4 2025 | Q4 2024 | Q3 2025 | Q3 2024 | Q2 2026 | Q2 2025 | Q1 2026 | Q1 2025 | FY 2025 | FY 2024 | FY 2023 | FY 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash flows from operating activities: | ||||||||||||
| Adjustments to reconcile net income to net cash provided by operating activities: | ||||||||||||
| Deferred Income Tax Expense (Benefit)USD | — | — | 0Source | 0Source | 0Source | 0Source | 0Source | 0Source | 0Source | -188,893Source | 126,957Source | 213,214Source |
| Net Cash Provided by (Used in) Operating ActivitiesUSD | — | — | — | — | — | — | 22,803,385Source | -36,924,026Source | -24,449,764Source | -28,648,480Source | -17,265,087Source | -56,286,557Source |
| Cash flows from financing activities: | ||||||||||||
| Net Cash Provided by (Used in) Financing ActivitiesUSD | — | — | — | — | — | — | -44,477,016Source | 27,754,253Source | 29,441,326Source | 22,581,333Source | -4,652,501Source | 60,155,030Source |
| Dividends paid | — | — | — | — | — | — | —Source | —Source | —Source | —Source | —Source | —Source |
| Repayments of Long-term DebtUSD | — | — | — | — | — | — | 39,000,000Source | 16,250,000Source | 26,000,000Source | — | — | — |
| Cash, Cash Equivalents, Restricted Cash and Restricted Cash Equivalents, Period Increase (Decrease), Including Exchange Rate EffectUSD | — | — | — | — | — | — | -21,673,631Source | -9,169,773Source | 4,991,562Source | -6,067,147Source | -21,917,588Source | 3,868,473Source |
| Supplemental disclosure of cash flow information: | ||||||||||||
| Interest Paid, Excluding Capitalized Interest, Operating ActivitiesUSD | — | — | — | — | — | — | 8,701,862Source | 11,437,182Source | 31,383,195Source | 28,899,285Source | 29,051,198Source | 21,280,060Source |
| Income Taxes Paid, NetUSD | — | — | — | — | — | — | -1,118,408Source | 1,581,307Source | 1,663,760Source | 1,808,838Source | 2,508,825Source | 3,255,809Source |
| Additional Financial Items | ||||||||||||
| Amortization of Debt Issuance CostsUSD | — | — | — | — | — | — | 134,684Source | 110,150Source | 692,393Source | 447,943Source | 446,720Source | 446,719Source |
| Debt and Equity Securities, Unrealized Gain (Loss)USD | — | — | -5,187,426Source | 8,255,272Source | — | 143,176Source | — | 1,138,017Source | — | 18,743,637Source | 3,222,729Source | -17,542,230Source |
| Foreign Currency Transaction Gain (Loss), RealizedUSD | — | — | -9,422Source | -22,095Source | -1,811Source | -20,003Source | 3,664Source | -29,655Source | -68,844Source | -94,730Source | -112,481Source | -6,091Source |
| Gain (Loss) on Extinguishment of DebtUSD | — | — | -164,762Source | — | — | — | — | — | -226,095Source | — | — | — |
| General and Administrative ExpenseUSD | — | — | 592,409Source | 469,274Source | 550,235Source | 474,284Source | 649,120Source | 449,298Source | 2,134,816Source | 1,916,283Source | 1,908,191Source | 1,810,576Source |
| Income Tax Expense (Benefit)USD | — | — | 515,686Source | 360,192Source | 29,685Source | 428,951Source | 360,471Source | 499,547Source | 1,580,338Source | 1,808,838Source | 1,333,452Source | 1,161,668Source |
| InterestIncomeOperatingPaidInKindUSD | — | — | 1,378,166Source | 934,986Source | 1,718,348Source | 1,519,405Source | 1,674,387Source | 976,479Source | 5,756,272Source | 3,310,111Source | 3,801,637Source | — |
| InvestmentCompanyDistributionOrdinaryIncomeUSD | — | — | — | 10,625,512Source | — | — | — | — | — | — | 35,080,734Source | — |
| Net Income (Loss) Attributable to ParentUSD | — | — | 6,692,028Source | 15,460,807Source | 16,206,298Source | 10,145,410Source | 1,655,736Source | 4,993,545Source | 27,045,329Source | 45,844,627Source | 17,533,167Source | 14,491,784Source |
| Operating ExpensesUSD | — | — | 17,611,519Source | 16,238,569Source | 14,810,306Source | 17,064,301Source | 15,805,967Source | 16,405,692Source | 68,566,389Source | 64,633,433Source | 63,944,433Source | 46,525,892Source |
| Proceeds from Issuance of Common StockUSD | — | — | — | — | — | — | — | 9,256,982Source | 20,588,960Source | 46,494,756Source | 63,348,436Source | 2,158,540Source |
| Proceeds from Issuance of Long-term DebtUSD | — | — | — | — | — | — | — | — | — | — | 11,400,000Source | 63,600,000Source |
| Realized Investment Gains (Losses)USD | — | — | — | -3,297,615Source | — | — | — | -5,967,221Source | — | -15,737,004Source | -30,211,467Source | 3,660,595Source |
| Unrealized Gain (Loss) on InvestmentsUSD | — | — | -5,136,059Source | 8,504,018Source | 15,899,438Source | 1,433,667Source | -6,548,346Source | 1,193,293Source | -11,106,931Source | 19,570,409Source | 2,792,152Source | -17,542,230Source |
income statement · annual statements
| Line item | Q4 2025 | Q4 2024 | Q3 2025 | Q3 2024 | Q2 2026 | Q2 2025 | Q1 2026 | Q1 2025 | FY 2025 | FY 2024 | FY 2023 | FY 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Income Tax Expense (Benefit)USD | — | — | 515,686Source | 360,192Source | 29,685Source | 428,951Source | 360,471Source | 499,547Source | 1,580,338Source | 1,808,838Source | 1,333,452Source | 1,161,668Source |
| Net Income (Loss) Attributable to ParentUSD | — | — | 6,692,028Source | 15,460,807Source | 16,206,298Source | 10,145,410Source | 1,655,736Source | 4,993,545Source | 27,045,329Source | 45,844,627Source | 17,533,167Source | 14,491,784Source |
| Earnings Per Share, BasicUSD per share | — | — | 0.23Source | 0.59Source | 0.56Source | 0.36Source | 0.06Source | 0.18Source | 0.95Source | 1.79Source | 0.8Source | 0.74Source |
| Earnings Per Share, DilutedUSD per share | — | — | 0.23Source | 0.59Source | 0.56Source | 0.36Source | 0.06Source | 0.18Source | 0.95Source | 1.79Source | 0.8Source | 0.74Source |
| Weighted Average Number of Shares Outstanding, Basicshares | — | — | 28,480,472Source | 26,326,426Source | 28,869,028Source | 28,412,849Source | 28,947,254Source | 27,602,612Source | 28,364,809Source | 25,596,593Source | 22,004,648Source | 19,552,931Source |
| Weighted Average Number of Shares Outstanding, Dilutedshares | — | — | 28,480,472Source | 26,326,426Source | 28,869,028Source | 28,412,849Source | 28,947,254Source | 27,602,612Source | 28,364,809Source | 25,596,593Source | 22,004,648Source | 19,552,931Source |
| Additional Financial Items | ||||||||||||
| Common Stock, Dividends, Per Share, DeclaredUSD per share | — | — | 0.4Source | 0.4Source | 0.34Source | 0.4Source | 0.34Source | 0.4Source | — | 16.55Source | 14.95Source | 13.35Source |
| Current Income Tax Expense (Benefit)USD | — | — | — | — | 29,685Source | 428,951Source | 360,471Source | 499,547Source | 1,580,338Source | 1,808,838Source | -1,654,935Source | 1,161,668Source |
| Debt and Equity Securities, Unrealized Gain (Loss)USD | — | — | -5,187,426Source | 8,255,272Source | — | 143,176Source | — | 1,138,017Source | — | 18,743,637Source | 3,222,729Source | -17,542,230Source |
| Foreign Currency Transaction Gain (Loss), RealizedUSD | — | — | -9,422Source | -22,095Source | -1,811Source | -20,003Source | 3,664Source | -29,655Source | -68,844Source | -94,730Source | -112,481Source | -6,091Source |
| General and Administrative ExpenseUSD | — | — | 592,409Source | 469,274Source | 550,235Source | 474,284Source | 649,120Source | 449,298Source | 2,134,816Source | 1,916,283Source | 1,908,191Source | 1,810,576Source |
| Interest ExpenseUSD | — | — | — | — | — | — | — | — | — | — | 32,011,317Source | 24,469,285Source |
| InterestExpenseOperatingUSD | — | — | 8,949,075Source | 7,956,403Source | 8,585,467Source | 8,680,015Source | 8,851,541Source | 8,263,019Source | 34,943,265Source | 31,506,068Source | — | — |
| Interest Income, OperatingUSD | — | — | — | — | — | — | — | — | — | — | — | 72,964,999Source |
| InterestIncomeOperatingPaidInKindUSD | — | — | 1,378,166Source | 934,986Source | 1,718,348Source | 1,519,405Source | 1,674,387Source | 976,479Source | 5,756,272Source | 3,310,111Source | 3,801,637Source | — |
| InvestmentIncomeOperatingAfterExpenseAndTaxUSD | — | — | 9,135,441Source | 10,259,690Source | 7,531,149Source | 9,561,227Source | 7,498,028Source | 9,788,809Source | 36,883,542Source | 41,929,593Source | 42,210,577Source | — |
| Management Fee ExpenseUSD | — | — | 4,401,305Source | 3,959,554Source | 4,393,770Source | 4,279,441Source | 4,392,357Source | 4,054,726Source | 17,178,177Source | 15,698,129Source | 15,452,347Source | 14,848,174Source |
| Net Investment IncomeUSD | — | — | 9,135,441Source | 10,259,690Source | 7,531,149Source | 9,561,227Source | 7,498,028Source | 9,788,809Source | 36,883,542Source | 41,929,593Source | 42,210,577Source | 28,586,684Source |
| Operating ExpensesUSD | — | — | 17,611,519Source | 16,238,569Source | 14,810,306Source | 17,064,301Source | 15,805,967Source | 16,405,692Source | 68,566,389Source | 64,633,433Source | 63,944,433Source | 46,525,892Source |
| Other IncomeUSD | — | — | — | — | — | — | — | — | — | — | — | 2,147,577Source |
| Realized Investment Gains (Losses)USD | — | — | — | -3,297,615Source | — | — | — | -5,967,221Source | — | -15,737,004Source | -30,211,467Source | 3,660,595Source |
Filing attachments
tm2621520d1_ex99-1.htm · 8-K · 2026-07-29
EX-99.1 2 tm2621520d1_ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Stellus Capital Investment Corporation Reports Preliminary Results for its Second Fiscal Quarter Ended June 30, 2026 Stellus Capital Investment Corporation Schedules Second Quarter 2026 Financial Results Conference Call Houston, Texas, July 29, 2026 (PR Newswire) - Stellus Capital Investment Corporation (NYSE:SCM) (“Stellus”, “we”, or the “Company”) today announced preliminary financial results for its second quarter ended June 30…
Read attachment ↗tm265326d1_ex99-1.htm · 8-K · 2026-02-05
Exhibit 99.1 Stellus Capital Management to Become Part of Alternative Asset Manager P10 Transaction to provide complementary resources, expertise, and relationships to enhance Stellus’ existing platform Stellus investment processes, strategy, and operations to remain unchanged HOUSTON, February 5, 2026 (PR NEWSWIRE) - Stellus Capital Management (“Stellus” or the “Company), a U.S. direct lender with $3.8 billion of AUM specializing in senior secured loans in the lower-middle market, announced…
Read attachment ↗tm2526928d1_ex99-1.htm · 8-K · 2025-11-24
EX-99.1 2 tm2526928d1_ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NOTICE OF REDEMPTION TO THE HOLDERS OF THE 4.875% Notes due 2026 of Stellus Investment Corporation (CUSIP No. 858568 AB4 )* Redemption Date: December 31, 2025 NOTICE IS HEREBY GIVEN, pursuant to Section 1104 of the indenture, dated as of May 5, 2014 (the “Base Indenture”), by and between Stellus Capital Investment Corporation, a Maryland corporation (the “Company”), and U.S. Bank Trust Company, National Association (as successo…
Read attachment ↗tm2524446d1_ex99-1.htm · 8-K · 2025-08-28
EX-99.1 2 tm2524446d1_ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NOTICE OF REDEMPTION TO THE HOLDERS OF THE 4.875% Notes due 2026 of Stellus Investment Corporation (CUSIP No. 858568 AB4 )* Redemption Date: September 30, 2025 NOTICE IS HEREBY GIVEN, pursuant to Section 1104 of the indenture, dated as of May 5, 2014 (the “ Base Indenture ”), by and between Stellus Capital Investment Corporation, a Maryland corporation (the “ Company ”), and U.S. Bank Trust Company, National Association (as suc…
Read attachment ↗tm2510985d1_ex4-1.htm · 8-K · 2025-04-02
EX-4.1 3 tm2510985d1_ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 FOURTH SUPPLEMENTAL INDENTURE between STELLUS CAPITAL INVESTMENT CORPORATION and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of April 1, 2025 THIS FOURTH SUPPLEMENTAL INDENTURE (this “Fourth Supplemental Indenture”), dated as of April 1, 2025, is between Stellus Capital Investment Corporation, a Maryland corporation (the “Company”), and U.S. Bank Trust Company, National Association (as successor-in-interest…
Read attachment ↗