Changes in Beneficial Ownership · 4
STELLUS CAPITAL INVESTMENT CORPORATION
SCMNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
tm2625588-1_4seq1.xml
Filing details
- Report period
- 2026-09-16
- Issuer
- Stellus Capital Investment Corp
- Issuer CIK
- 0001551901
- Trading symbol
- SCM
Reporting owner 1
- Name
- Arnoult J Tim
- Reporting owner CIK
- 0001293472
- Relationship
- Director
- Address
- C/O STELLUS CAPITAL INVESTMENT CORP, 4400 POST OAK PARKWAY, SUITE 2200, HOUSTON, TX, 77027
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-09-16 | P · Form 4 | 1,000 | A | 7.97[F1] | 53,569 | D |
Table key
- P · Form 4
- Purchase on the market or privately
- A
- Acquired
- D
- Direct
Footnotes
- F1
- The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $7.955 to $7.9777 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.↩ 1
Signature 1
- Signed
- /s/ W. Todd Huskinson, attorney-in-fact
- Date
- 2026-09-17
Company context
The Company is an externally-managed, closed-end, non-diversified investment management company that has elected to be regulated as a business development company under the Investment Company Act of 1940. The Company’s investment objective is to maximize the total return to its stockholders in the form of current income and capital appreciation by investing primarily in private middle-market companies (typically those with $5.0 million to $50.0 million of EBITDA (earnings before interest, taxes, depreciation and amortization)) through first lien, second lien, unitranche and mezzanine debt financing, and corresponding equity investments. The Company’s investment activities are managed by its investment adviser, Stellus Capital Management, LLC. To learn more about Stellus Capital Investment Corporation, visit www.stelluscapital.com under the Stellus Capital Investment Corporation link. Stellus Capital Management, LLC was acquired by Ridgepost Capital, LLC on June 22, 2026. Ridgepost Capital, LLC’s parent company, Ridgepost Capital, Inc., is a reporting company listed on the New York Stock Exchange. Please reference Ridgepost Capital, Inc.’s periodic filings with the Securities and Exchange Commission for additional information.